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CRD 104677
SANTA BARBARA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| WCF REAL ESTATE FUND III, LP | Real Estate Fund | $12.1M | Sep 30, 2024 | 100 | Mar 21, 2022 | reported | 021-506895 |
| WCF OZONE FUND I, L.P. | Real Estate Fund | $9.9M | Sep 30, 2024 | 35 | Mar 25, 2020 | reported | 021-333466 |
| WCF REAL ESTATE FUND I, L.P. | Real Estate Fund | $9.1M | Sep 30, 2024 | 45 | Sep 30, 2016 | reported | 021-263684 |
| WCF REAL ESTATE FUND IV, L.P. | Real Estate Fund | $7.4M | Sep 30, 2024 | 68 | Mar 25, 2024 | reported | 021-506897 |
| WCF REAL ESTATE FUND II, L.P. | Real Estate Fund | $6.9M | Sep 30, 2024 | 55 | Mar 25, 2020 | reported | 021-506893 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MURDY, CLAYTON, THOMAS | CHIEF COMPLIANCE OFFICER, MEMBER AND TRUSTEE OF CRLS LIVING TRUST (7/2016) | A | yes | 04/2019 | May 2, 2019 | Sep 30, 2024 |
| SHINN, JENNIFER, ELAINE | DIRECTOR OF OPERATIONS | Na | yes | 06/2016 | Mar 28, 2018 | Sep 30, 2024 |
| WEINTRAUB REVOCABLE LIVING TRUST | Member | C | yes | 09/1980 | Mar 25, 2024 | Sep 30, 2024 |
| WEINTRAUB, STEVEN, A | MANAGING MEMBER, TRUSTEE OF WEINTRAUB REVOCABLE LIVING TRUST | C | yes | 09/1980 | Mar 26, 2012 | Sep 30, 2024 |
| CRLS LIVING TRUST | Member | A | no | 07/2016 | Mar 25, 2024 | Sep 30, 2024 |
| FERREIRA, JOSEPH, EUGENE | Member | A | no | 07/2016 | Mar 25, 2024 | Sep 30, 2024 |
| GORE FAMILY TRUST | Member | A | no | 01/2011 | Mar 25, 2024 | Sep 30, 2024 |
| GORE, DAVID, CHARLES | MEMBER, TRUSTEE OF GORE FAMILY TRUST | A | no | 01/2011 | Mar 26, 2012 | Sep 30, 2024 |
| KOCH, KRISTEN, ELIZABETH | MEMBER, TRUSTEE OF KRISTEN KOCH REVOCABLE TRUST | B | no | 07/2016 | Mar 25, 2024 | Sep 30, 2024 |
| KRISTEN KOCH REVOCABLE TRUST | Member | B | no | 07/2016 | Mar 25, 2024 | Sep 30, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| WCF RE ASSOCIATES III LLC | n/a | n/a | n/a | Y | no | n/a |
| WCF RE ASSOCIATES IV LLC | n/a | n/a | n/a | Y | no | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| AVILA BEACH | CA | United States | 3 | no |
| SAN DIEGO | CA | United States | 2 | no |
| Sonoma | CA | United States | 2 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Mar 20, 2025 | $1.8B | $1.8B | 42 | 27 | 3 | 5 | n/a |
| 2023 | Mar 25, 2024 | $1.9B | $1.9B | 41 | 27 | 3 | 5 | $45.3M |
| 2022 | Mar 23, 2023 | $1.5B | $1.5B | 39 | 27 | 3 | 4 | $31.8M |
| 2021 | Mar 21, 2022 | $1.6B | $1.6B | 33 | 22 | 3 | 4 | $25.6M |
| 2020 | Mar 15, 2021 | $1.3B | $1.3B | 35 | 20 | 2 | 3 | $21.9M |
| 2019 | Mar 25, 2020 | $1.1B | $1.1B | 30 | 19 | 4 | 3 | $18.1M |
| 2018 | Mar 23, 2019 | $948M | $948M | 32 | 22 | 4 | 1 | $7.7M |
| 2017 | Mar 28, 2018 | $903M | $903M | 31 | 21 | 2 | 1 | $3.8M |
| 2016 | Mar 29, 2017 | $775M | $775M | 30 | 16 | n/a | 1 | $3.0M |
| 2015 | Mar 30, 2016 | $606M | $606M | 20 | 11 | n/a | n/a | n/a |
| 2014 | Feb 17, 2015 | $551M | $551M | 15 | 9 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $487M | $487M | 13 | 8 | n/a | n/a | n/a |
| 2012 | Mar 11, 2013 | $421M | $418M | 10 | 6 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $362M | $359M | n/a | n/a | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 4 | -4 | n/a | 0 | 0 | 0 | 0 | 22 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $1.8B | $1.9B | -3.2% | $1.6B | 3.9% | 42 | 41 | 3 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | 3 | Oct 13, 2025 | Mar 9, 2026 | SANTA BARBARA, CA | Firm absorbed | RIA to RIA | 75.0% |
| CERITY PARTNERS LLC | 17 | Apr 4, 2025 | Apr 16, 2025 | SANTA BARBARA, CA | Firm absorbed | RIA to RIA | 77.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| PIVOT INDEPENDENT FINANCIAL, LLC | 2 | Aug 12, 2016 | Jun 16, 2016 | SANTA BARBARA, CA | Team lift out | Other | 100.0% |