DFX Intelligence

M•• D•••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

M•• D•••• A•••••••

Advisor at G••••• W••••• M••••••••• I•••

LONGVIEW, WA

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Search this name across graphsid dfx:ria:eb664a27-7557-f3de-3d54-de1a4efe5ca8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 15, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	Dec 3, 2024	n/a	yes	LONGVIEW, WA	Current employment
A••••••• • A••••••• A•••••••• L••	Former SEC adviser	Nov 15, 2006	Mar 31, 2025	no	LONGVIEW, WA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• • A••••••• A•••••••• L••	G••••• W••••• M••••••••• I•••	Mar 31, 2025	Dec 3, 2024	-118	Firm change after gap	RIA to ibd
L•• F•••••••• L••	I•••••••• C••••••••• G••••• I•••	Jan 7, 2005	Jun 26, 1998

Team moves

••• Locked

Team	Left	Joined	From	Kind
132989:120894:WA:2025-03-31	Mar 31, 2025	Dec 3, 2024	LONGVIEW, WA	Firm change after gap

Relationships

Registered with (4)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
Dec 3, 2024 to presentfactForm ADV
→ A••••••• • A••••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 15, 2006 to Mar 31, 2025factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 15, 1998 to Jan 7, 2005factForm ADV
→ I•••••••• C••••••••• G••••• I•••

Dated events

Occurred
Mar 31, 2025
Advisor changed firm
M•• D•••• A••••••• left A••••••• • A••••••• A•••••••• L•• for G••••• W••••• M••••••••• I••• (registered 2024-12-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb664a27-7557-f3de-3d54-de1a4efe5ca8
First observed: Jan 15, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.