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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

REGINA V FRIAS

Advisor at CENTAURUS FINANCIAL, INC.

ANAHEIM, CA | SEAL BEACH, CA

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Search this name across graphsid dfx:ria:eb6826c0-ce8d-c403-3ad7-72eacbfe6de3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 9, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CENTAURUS FINANCIAL, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 28, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: May 28, 1996
First registration: Jul 9, 2007
Dual registered: yes, broker-dealer
Other names: REGINA FRIAS|REGINA V FRIAS|REGINA VILLACORTE FRIAS
IAPD individual key: 2748727

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CENTAURUS FINANCIAL, INC.	Bd affiliated wealth	May 9, 2025	n/a	yes	SEAL BEACH, CA\|ANAHEIM, CA	Current employment
VANDERBILT ADVISORY SERVICES	Bd affiliated wealth	May 24, 2024	Dec 31, 2024	no	Seal Beach, CA\|WOODBURY, NY	Previous registration
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Jan 6, 2012	May 2, 2024	no	CERRITOS, CA\|Fullerton, CA\|Chino Hills, CA\|Orange, CA	Previous registration
INVESTMENT ADVISORS INTERNATIONAL, INC.	n/a	Jul 9, 2007	Jan 6, 2012	no	ANAHEIM, CA\|ANAHIEM, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VANDERBILT ADVISORY SERVICES	CENTAURUS FINANCIAL, INC.	Dec 31, 2024	May 9, 2025	129	Firm change	Ibd to ibd
TRANSAMERICA FINANCIAL ADVISORS, LLC	VANDERBILT ADVISORY SERVICES	May 2, 2024	May 24, 2024	22	Firm change	Ibd to ibd
INVESTMENT ADVISORS INTERNATIONAL, INC.	TRANSAMERICA FINANCIAL ADVISORS, LLC	Jan 6, 2012	Jan 6, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ CENTAURUS FINANCIAL, INC.Registered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ VANDERBILT ADVISORY SERVICESRegistered adviserregistration: previous registration
May 24, 2024 to Dec 31, 2024factForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 6, 2012 to May 2, 2024factForm ADV
→ INVESTMENT ADVISORS INTERNATIONAL, INC.Registered adviserregistration: previous registration
Jul 9, 2007 to Jan 6, 2012factForm ADV

Dated events

Occurred
Dec 31, 2024
Advisor changed firm
Regina V Frias left Vanderbilt Advisory Services for Centaurus Financial, Inc. (registered 2025-05-09)
Form ADVobserved 4 days ago
Occurred
May 2, 2024
Advisor changed firm
Regina V Frias left Transamerica Financial Advisors, Llc for Vanderbilt Advisory Services (registered 2024-05-24)
Form ADVobserved 4 days ago