DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at BSC CAPITAL PARTNERS, LLC
WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| BSC CAPITAL PARTNERS, LLC | Independent wealth | Oct 7, 2016 | n/a | yes | WEST DES MOINES, IA | Current employment |
| RDA FINANCIAL NETWORK | Independent wealth | Feb 22, 2012 | Dec 6, 2017 | no | WEST DES MOINES, IA | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | May 3, 2010 | Feb 21, 2012 | no | OVERLAND PARK, KS|DES MOINES, IA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 2, 2009 | Jun 7, 2010 | no | PLYMOUTH, MN|WEST DES MOINES, IA | Previous registration |
| RDA FINANCIAL NETWORK | Independent wealth | Feb 5, 2009 | Apr 2, 2009 | no | WINDSOR HEIGHTS, IA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 28, 2005 | Apr 16, 2009 | no | WEST DES MOINES, IA|WINDSOR HEIGHTS, IA|WEST DES MOINES, IA|WAUKEE, IA | Previous registration |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | n/a | Oct 4, 2002 | Mar 28, 2005 | no | WEST DES MOINES, IA|WINDSOR HEIGHTS, IA|URBANDALE, IA|WAUKEE, IA|WAUKEE, IA | Previous registration |
| SUCCESSFUL RESOURCE MANAGEMENT, LTD. | State registered | May 15, 2001 | Oct 4, 2002 | no | DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RDA FINANCIAL NETWORK | BSC CAPITAL PARTNERS, LLC | Dec 6, 2017 | Oct 7, 2016 | -425 | Firm change after gap | Other |
| VSR ADVISORY SERVICES | RDA FINANCIAL NETWORK | Feb 21, 2012 | Feb 22, 2012 | 1 | Firm change | Other |
| LPL FINANCIAL LLC | VSR ADVISORY SERVICES | Jun 7, 2010 | May 3, 2010 | -35 | Firm change after gap | Other |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | RDA FINANCIAL NETWORK | Apr 16, 2009 | Feb 5, 2009 | -70 | Firm change after gap | Other |
| RDA FINANCIAL NETWORK | LPL FINANCIAL LLC | Apr 2, 2009 | Jun 2, 2009 | 61 | Firm change | Other |
| CAMBRIDGE INVESTMENT RESEARCH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 28, 2005 | Mar 28, 2005 | 0 | Bulk transfer | Other |
| SUCCESSFUL RESOURCE MANAGEMENT, LTD. | CAMBRIDGE INVESTMENT RESEARCH, INC. | Oct 4, 2002 | Oct 4, 2002 | 0 | Firm change | Other |