DFX Intelligence

J••• A••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

J••• A••• F••••••

Advisor at T•••••••• A••••••• G••••• I•••

EAST SETAUKET, NY | GREENSBURG, PA

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Search this name across graphsid dfx:ria:eb721a1e-1b76-63e5-b082-927e9d8f5246

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 18, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••••••• A••••••• G••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••••••• A••••••• G••••• I•••	Bd affiliated wealth	Jul 30, 2019	n/a	yes	GREENSBURG, PA\|EAST SETAUKET, NY	Current employment
C•••••• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 24, 2017	Jul 18, 2019	no	East Setauket, NY\|E. Setauket, NY\|Minot, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• F•••••••• S•••••••• I•••	T•••••••• A••••••• G••••• I•••	Jul 18, 2019	Jul 30, 2019	12	Firm change	RIA to ibd
P••••••• C•••••• S•••••••• I•••	C•••••• F•••••••• S•••••••• I•••	Jan 20, 2017	Jan 24, 2017

Relationships

Registered with (6)

→ T•••••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Jul 30, 2019 to presentfactForm ADV
→ C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 24, 2017 to Jul 18, 2019factForm ADV
→ P••••••• C•••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 13, 2012 to Jan 20, 2017factForm ADV
→ H••• S••••••••• •••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb721a1e-1b76-63e5-b082-927e9d8f5246
First observed: Jun 18, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.