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Advisor at EMPOWER ADVISORY GROUP, LLC
Hays, KS | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Jul 20, 2016 | n/a | yes | GREENWOOD VILLAGE, CO|Hays, KS | Current employment |
| OLD MUTUAL CAPITAL | Former SEC adviser | Jan 3, 2008 | Dec 31, 2011 | no | DENVER, CO | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | May 3, 2007 | Jan 7, 2008 | no | DENVER, CO|LAKEWOOD, CO | Previous registration |
| MAIN STREET ADVISORS, LLC | Former SEC adviser | Jan 1, 2004 | Sep 2, 2004 | no | HAYS, KS | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OLD MUTUAL CAPITAL | EMPOWER ADVISORY GROUP, LLC | Dec 31, 2011 | Jul 20, 2016 | 1,663 | Firm change after gap | Other |
| SECURITIES AMERICA ADVISORS, INC. | OLD MUTUAL CAPITAL | Jan 7, 2008 | Jan 3, 2008 | -4 | Firm change | Other |
| MAIN STREET ADVISORS, LLC | SECURITIES AMERICA ADVISORS, INC. | Sep 2, 2004 | May 3, 2007 | 973 | Firm change after gap | Other |