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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOHN FRANCIS STELLA

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Landenberg, PA | WILMINGTON, DE

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Search this name across graphsid dfx:ria:eb786331-5cf4-ce8d-4597-65f4ed90c8b8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 24, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S65|S63
First exam: Jul 18, 2000
First registration: Jul 24, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 4188056

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 25, 2011	n/a	yes	WILMINGTON, DE\|Landenberg, PA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 12, 2006	Mar 1, 2011	no	HOCKESSIN, DE\|PHILADELPHIA, PA\|WYOMISSING, PA\|GREENVILLE, DE	Previous registration
FERRIS, BAKER WATTS, LLC	n/a	Jun 24, 2004	Jul 6, 2006	no	WILMINGTON, DE\|WILMINGTON, DE	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 24, 2001	Jun 17, 2004	no	KENNETT SQUARE, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 1, 2011	Feb 25, 2011	-4	Firm change	Wirehouse to ibd
FERRIS, BAKER WATTS, LLC	WELLS FARGO ADVISORS	Jul 6, 2006	Jul 12, 2006	6	Firm change	Other
WELLS FARGO ADVISORS	FERRIS, BAKER WATTS, LLC	Jun 17, 2004	Jun 24, 2004	7	Firm change	Other

Relationships

Registered with (3)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Feb 25, 2011 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 12, 2006 to Mar 1, 2011factForm ADV
→ FERRIS, BAKER WATTS, LLCRegistered adviserregistration: previous registration
Jun 24, 2004 to Jul 6, 2006factForm ADV

Dated events

No dated event names this entity yet.