This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SMITH SECURITIES LLC

Current firm class

state registeredderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 29, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

9derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

3

Designations

Certified Financial Planner

Exams

S66

First exam

Dec 29, 2015

First registration

Jan 4, 2016

Dual registered

no

Other names

CHRISTOPHER P. SMITH

IAPD individual key

6521592

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb7d60a8-ea47-0315-1cbd-08b32ba7c8db

First observed

Jan 4, 2016

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.