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C••••••••• M• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

C••••••••• M• M•••••

Advisor at C••• P•••••••

OFALLON, MO | Sanibel, FL

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Search this name across graphsid dfx:ria:eb845b72-cf2d-c1b1-e4fa-3d9811cd312f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 13, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• P•••••••	Independent wealth	Aug 20, 2024	n/a	yes	OFALLON, MO\|Sanibel, FL	Current employment
F••••	Independent wealth	Oct 9, 2019	Dec 4, 2023	no	WEST PALM BEACH, FL\|Denver, CO\|Sanibel, FL

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
F••••	C••• P•••••••	Dec 4, 2023	Aug 20, 2024	260	Firm change	RIA to RIA
S••••• W••••• A•••••••• I•••	F••••	Oct 11, 2019	Oct 9, 2019

Relationships

Registered with (3)

→ C••• P•••••••Registered adviserregistration: current employment
Aug 20, 2024 to presentfactForm ADV
→ F••••Registered adviserregistration: previous registration
Oct 9, 2019 to Dec 4, 2023factForm ADV
→ S••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 13, 2017 to Oct 11, 2019factForm ADV

Dated events

Occurred
Dec 4, 2023
Advisor changed firm
C••••••••• M• M••••• left Facet for C••• P••••••• (registered 2024-08-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb845b72-cf2d-c1b1-e4fa-3d9811cd312f
First observed: Mar 13, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.