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Advisor at UNITED BROKERAGE SERVICES INC
Big Chimney, WV | CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED BROKERAGE SERVICES INC | Bd affiliated wealth | Jan 25, 2016 | n/a | yes | CHARLESTON, WV|CHARLESTON, WV|Big Chimney, WV | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 11, 2014 | Dec 8, 2015 | no | BARBOURSVILLE, WV|HUNTINGTON, WV | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Dec 31, 2013 | no | ELKVIEW, WV | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jun 3, 2011 | Oct 1, 2012 | no | CHARLESTON, WV|ELKVIEW, WV | Previous registration |
| UNITED BROKERAGE SERVICES INC | Bd affiliated wealth | Aug 13, 2009 | May 6, 2011 | no | SCOTT DEPOT, WV|CHARLESTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | UNITED BROKERAGE SERVICES INC | Dec 8, 2015 | Jan 25, 2016 | 48 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| UNITED BROKERAGE SERVICES INC | CHASE INVESTMENT SERVICES CORP. | May 6, 2011 | Jun 3, 2011 | 28 | Firm change | Other |