DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••• W••••• S•••••••• L••
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• W••••• S•••••••• L•• | State registered | Oct 14, 2022 | n/a | yes | ATLANTA, GA | Current employment |
| W•••••••• W••••• M••••••••• I••• | Independent wealth | Jul 16, 2018 | Nov 1, 2022 | no | Atlanta, GA|Atlanta, GA|W••••••••, GA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••••••• W••••• M••••••••• I••• | C•••••• W••••• S•••••••• L•• | Nov 1, 2022 | Oct 14, 2022 | -18 | Firm change | RIA to state RIA |
| W•••••••• F•••••••• G••••• I••• | W•••••••• W••••• M••••••••• I••• | Nov 7, 2018 | Jul 16, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 38095:283472:GA:2018-11-07 | Nov 7, 2018 | Jul 16, 2018 | ATLANTA, GA | Firm change after gap |
| W•••••••• F•••••••• G••••• I••• | Former SEC adviser | May 24, 2011 | Nov 7, 2018 | no | W••••••••, GA|ATLANTA, GA|Atlanta, GA | Previous registration |
| W•• A•••••••• L• | Former SEC adviser | Jun 2, 2010 | May 2, 2011 | no | ATLANTA, GA | Previous registration |
| -114 |
| Channel change |
| RIA to new firm |
| W•• A•••••••• L• | W•••••••• F•••••••• G••••• I••• | May 2, 2011 | May 24, 2011 | 22 | Firm change | Other |