DFX Intelligence

P••• D•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)40 years in industry

P••• D•••• C••••••

Advisor at W•••• F•••• A•••••••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:eb94c174-765c-813a-7e37-aa767b6fe077

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 24, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	Wirehouse	Dec 12, 2022	n/a	yes	ST. PETERSBURG, FL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 22, 2017	Oct 24, 2022	no	CLEARWATER, FL\|FORT MILL, SC\|CLEARWATER, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	W•••• F•••• A•••••••	Oct 24, 2022	Dec 12, 2022	49	Firm change	RIA to wirehouse
J••••• H•••••••• W••• L••••• L••	L•• F•••••••• L••	Dec 13, 2017	Nov 22, 2017

Relationships

Registered with (3)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Dec 12, 2022 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 22, 2017 to Oct 24, 2022factForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Apr 1, 2014 to Dec 13, 2017factForm ADV

Dated events

Occurred
Oct 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb94c174-765c-813a-7e37-aa767b6fe077
First observed: Apr 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.