DFX Intelligence

L••••••• W••••• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor39 years in industry

L••••••• W••••• W•••••

Advisor at C••••••• P•••••••

Bismarck, ND | OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eb98f8e5-788f-95d9-f3bd-59347c9809e6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 21, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Mar 28, 2022	n/a	yes	Bismarck, ND\|OVERLAND PARK, KS	Current employment
K••••••• W••••• P••••••• L••	Former SEC adviser	Nov 14, 2018	Jun 29, 2022	no	Bismarck, ND	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••• W••••• P••••••• L••	C••••••• P•••••••	Jun 29, 2022	Mar 28, 2022	-93	Firm change after gap	RIA to RIA
B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••	K••••••• W••••• P••••••• L••	Nov 9, 2018	Nov 14, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
171811:105348:ND:2022-06-29	Jun 29, 2022	Mar 28, 2022	BISMARCK, ND	Firm change after gap

Relationships

Registered with (3)

→ C••••••• P•••••••Registered adviserregistration: current employment
Mar 28, 2022 to presentfactForm ADV
→ K••••••• W••••• P••••••• L••Registered adviserregistration: previous registration
Nov 14, 2018 to Jun 29, 2022factForm ADV
→ B•••••• F••••• • C•••••• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 21, 2010 to Nov 9, 2018factForm ADV

Dated events

Occurred
Jun 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:eb98f8e5-788f-95d9-f3bd-59347c9809e6
First observed: Jan 21, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.