This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Current firm class

no raum reportedderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 24, 2008earliest registration or exam on IAPD

Years in industry

18derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Mar 24, 2008

First registration

Feb 8, 2011

Dual registered

yes, broker-dealer

Other names

Daniel Edward Gasper|DAN EDWARD GASPER

IAPD individual key

5476143

• Occurred

  Feb 11, 2025
  Advisor changed firm

  Daniel Gasper left Thornburg Investment Management Inc for Northwestern Mutual Investment Services,Llc (registered 2025-08-19)

  Form ADVobserved 5 days ago
• Occurred

  Mar 6, 2023
  Advisor changed firm

  Daniel Gasper left Voya Investment Management Co. Llc for Thornburg Investment Management Inc (registered 2025-01-14)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:eb9a08f2-5313-5793-71dc-b748abed42aa

First observed

Feb 8, 2011

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.