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CRD 326747
MENLO PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| CRAIG L CAUKIN | n/a | MENLO PARK, CA | 0 | 28 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| STRATEGIC INVESTORS FUND X MASTER, L.P. | Private Equity Fund | $1.3B | Nov 19, 2024 | 243 | Nov 17, 2023 | reported | 021-368889 |
| STRATEGIC INVESTORS FUND VIII, L.P. | Private Equity Fund | $1.2B | Nov 19, 2024 | 236 | Nov 17, 2023 | reported | 021-258064 |
| STRATEGIC INVESTORS FUND IX MASTER, L.P. | Private Equity Fund | $1.2B | Nov 19, 2024 | 157 | Nov 17, 2023 | reported | 021-312619 |
| STRATEGIC INVESTORS FUND XI MASTER, L.P. | Private Equity Fund | $1.1B | Nov 19, 2024 | 109 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND XI, L.P. | Private Equity Fund | $1.1B | Nov 19, 2024 | 197 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND X, L.P. | Private Equity Fund | $1.0B | Nov 19, 2024 | 346 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND VI, L.P. | Private Equity Fund | $821M | Nov 19, 2024 | 62 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND VII, L.P. | Private Equity Fund | $752M | Nov 19, 2024 | 92 | Nov 17, 2023 | reported | 021-226095 |
| SVB INNOVATION CREDIT FUND VIII, L.P. | Other Private Fund | $731M | Nov 19, 2024 | 31 | Nov 17, 2023 | reported | n/a |
| INNOVATION CREDIT GROWTH FUND IX, L.P. | Other Private Fund | $692M | Nov 19, 2024 | 81 | Nov 17, 2023 | reported | 021-425155 |
| STRATEGIC INVESTORS FUND IX, L.P. | Private Equity Fund | $691M | Nov 19, 2024 | 170 | Nov 17, 2023 | reported | 021-312619 |
| SPROUT ENDURANCE PARTNERS, L.P. | Private Equity Fund | $677M | Nov 19, 2024 | 100 | Nov 17, 2023 | reported | 021-312624 |
| STRATEGIC INVESTORS FUND VI-A, L.P. | Private Equity Fund | $568M | Nov 19, 2024 | 8 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND V, L.P. | Private Equity Fund | $487M | Nov 19, 2024 | 76 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND VII-A, L.P. | Private Equity Fund | $454M | Nov 19, 2024 | 8 | Nov 17, 2023 | reported | 021-226095 |
| STRATEGIC INVESTORS FUND XI CAYMAN, L.P. | Private Equity Fund | $444M | Nov 19, 2024 | 89 | Nov 17, 2023 | reported | n/a |
| ARIZONA INNOVATION CREDIT FUND, L.P. | Other Private Fund | $413M | Nov 19, 2024 | 2 | Nov 17, 2023 | reported | 021-447127 |
| CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $377M | Nov 19, 2024 | 134 | Nov 17, 2023 | reported | n/a |
| STRATEGIC INVESTORS FUND X CAYMAN, L.P. | Private Equity Fund | $367M | Nov 19, 2024 | 101 | Nov 17, 2023 | reported | 021-368889 |
| CAP. PARTNERS V, L.P. | Private Equity Fund | $348M | Nov 19, 2024 | 186 | Nov 17, 2023 | reported | 021-378399 |
| STRATEGIC INVESTORS FUND IX-A, L.P. | Private Equity Fund | $319M | Nov 19, 2024 | 9 | Nov 17, 2023 | reported | 021-312619 |
| SPROUT ENDURANCE PARTNERS CAYMAN, L.P. | Private Equity Fund | $275M | Nov 19, 2024 | 4 | Nov 17, 2023 | reported | 021-312624 |
| STRATEGIC INVESTORS FUND VIII-A, L.P. | Private Equity Fund | $251M | Nov 19, 2024 | 7 | Nov 17, 2023 | reported | 021-258064 |
| STRATEGIC INVESTORS FUND IV, L.P. | Venture Capital Fund | $232M | Nov 19, 2024 | 61 | Nov 17, 2023 | reported | n/a |
| INNOVATION CREDIT FUND VIII-A, L.P. | Other Private Fund | $230M | Nov 19, 2024 | 33 | Nov 17, 2023 | reported | 021-403454 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ALSACE ONEIDA, LLC | Member | C | yes | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD ASSET MANAGEMENT LTD | Shareholder | C | yes | 12/2022 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD ASSET MANAGEMENT ULC | Shareholder | E | yes | 12/2022 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD CORPORATION | Shareholder | E | yes | 12/2022 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD SIERRA HOLDCO LLC | Member | C | yes | 04/2024 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD US HOLDINGS INC. | Shareholder | E | yes | 01/2003 | Nov 19, 2024 | Nov 19, 2024 |
| BROOKFIELD US INC. | Member | E | yes | 04/2024 | Nov 19, 2024 | Nov 19, 2024 |
| Downing, Jillana, Jodell | CHIEF COMPLIANCE OFFICER | Na | yes | 10/2024 | Nov 19, 2024 | Nov 19, 2024 |
| Gershenberg, Aaron, Garth | Ceo | Na | yes | 09/2024 | Mar 28, 2024 | Nov 19, 2024 |
| GROSS, IRWIN, ROBERT | Trustee | F | yes | 11/2020 | Nov 19, 2024 | Nov 19, 2024 |
| GROSS, IRWIN, ROBERT | Member | F | yes | 11/2020 | Nov 19, 2024 | Nov 19, 2024 |
| Johnson, Betsy, Andrews | Trustee | F | yes | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| JOHNSON, KEITH, BRYON | BOARD MEMBER | F | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| KELLY, KEVIN, ANTHONY | BOARD MEMBER | F | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| LAIBOW, BRIAN, KEITH | BOARD MEMBER | F | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| LASKEY, BEAU, DANIEL | MANAGING PARTNER | Na | yes | 01/2024 | Mar 28, 2024 | Nov 19, 2024 |
| MA, CHRISTIE, BRANSON | CHIEF OPERATING OFFICER AND GENERAL COUNSEL | Na | yes | 02/2024 | Jun 23, 2023 | Nov 19, 2024 |
| MANDANI, SULAIMAN, SADRUDIN | MANAGING PARTNER | Na | yes | 01/2024 | Mar 28, 2024 | Nov 19, 2024 |
| MONTAGUE ISLAND LLC | Member | C | yes | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| PINEGROVE SIERRA HOLDCO LLC | MANAGING MEMBER | E | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| PORT ORFORD TRUST | Member | E | yes | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| RANJAN, ANUJ | BOARD MEMBER | F | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| SCHF (GPE), LLC | GENERAL PARTNER | F | yes | 03/2010 | Nov 19, 2024 | Nov 19, 2024 |
| SCHF (M) PV, L.P. | Member | C | yes | 05/2024 | Nov 19, 2024 | Nov 19, 2024 |
| SRULOWITZ, MARK | BOARD MEMBER | F | yes | 09/2024 | Nov 19, 2024 | Nov 19, 2024 |
| SVB CAPITAL HOLDCO, LLC | MANAGING MEMBER | E | yes | 04/2023 | Jun 23, 2023 | Nov 19, 2024 |
| Wachs, Michelle, Jodi | Member | F | yes | 11/2020 | Nov 19, 2024 | Nov 19, 2024 |
| Wachs, Michelle, Jodi | Trustee | F | yes | 11/2020 | Nov 19, 2024 | Nov 19, 2024 |
| IRWIN R. GROSS 2020 IRREVOCABLE TRUST | Member | C | no | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| MICHELLE J WACHS 2020 IRREOVCABLE TRUST | Member | C | no | 12/2020 | Nov 19, 2024 | Nov 19, 2024 |
| SCHF US, L.P. | LIMITED PARTNER | D | no | 06/2010 | Nov 19, 2024 | Nov 19, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| ICG IX DEBT FUNDING I, LLC | n/a | n/a | n/a | N | yes | n/a |
| ICG IX DEBT FUNDING III, LLC | n/a | n/a | n/a | N | yes | n/a |
| ICI II DEBT FUNDING V, LLC | n/a | n/a | n/a | N | yes | n/a |
| INNOVATION CREDIT SMA II SPE, LLC | n/a | n/a | n/a | N | yes | n/a |
| INNOVATION DEBT FUNDING VI, LLC | n/a | n/a | n/a | N | yes | n/a |
| LATIN AMERICA GROWTH LENDING, LLC | n/a | n/a | n/a | N | yes | n/a |
| SPROUT ENDURANCE PARTNERS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SPROUT ENDURANCE PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB ARIZONA INNOVATION CREDIT PARTNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL MASTER SERVICER, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL PARTNERS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL PARTNERS III, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL PARTNERS IV, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL PARTNERS V, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL PARTNERS VI, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CAPITAL VENTURE OVERAGE, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB CP CLIMATE IMPACT GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB GROWTH INVESTORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT GROWTH PARTNERS IX, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT INCOME PARTNERS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT PARTNERS SMA I, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT PARTNERS SMA II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT PARTNERS VIII-A, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB INNOVATION CREDIT PARTNERS VIII, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB SIF-ASCENSION GP I, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS II, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS III, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS IV, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS IX, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS V, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS VI, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS VII, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS VIII, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS X, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS XI, LLC | n/a | n/a | n/a | N | yes | n/a |
| SVB STRATEGIC INVESTORS, LLC | n/a | n/a | n/a | N | yes | n/a |
| WRG DEBT FUNDING I, LLC | n/a | n/a | n/a | N | yes | n/a |
| WRG DEBT FUNDING III, LLC | n/a | n/a | n/a | N | yes | n/a |
| WRG DEBT FUNDING V, LLC | n/a | n/a | n/a | N | yes | n/a |
| WRG DEBT HOLDINGS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 2 | no |
| n/a | n/a | n/a | 1 | no |
| Seattle | Wa | United States | 0 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $14B | $14B | 54 | 19 | 11 | 68 | n/a |
| 2024 | Apr 18, 2025 | $12B | $12B | 54 | 18 | 11 | 75 | n/a |
| 2023 | Mar 28, 2024 | $12B | $12B | 54 | 18 | 10 | 64 | $19B |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $14B | $12B | 17.4% | n/a | n/a | 54 | 54 | 11 | 11 |