DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••••• V•••••• P•••••••• L••
Latest filing Jun 1, 2026
First filing on the tape Jun 23, 2023 · 11 filings
SEC status approved since Jul 21, 2023
RAUM
$14B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$14B
derived; firm RAUM over IAPD count
Employees
54
19 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
68
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$14B as of Jun 1, 2026
Mar 28, 2024$12B then
HNW client RAUM$0 as of Jun 1, 2026
Mar 28, 2024$0 then
State-registered IARs (5.B.3)0 as of Jun 1, 2026
Mar 28, 20240 then
Employees (5.A)54 as of Jun 1, 2026
Mar 28, 202454 then
Private funds68 as of Jun 1, 2026
Mar 28, 202464 then
RAUM +17% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $14BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $202MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 54.0derivedItem 5.A over advisors
- Advisors per office
- 0.1derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- $57.9M, 7 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$14B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 68reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $57.9M for 7 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• L• C••••• | Menlo Park, Ca | Jan 1, 2026 | 28 y | 3 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••• L• C••••• from S•• I••••••••• S••••••• I•••Jan 1, 2026 · Other
Private funds
66 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••••• I•••••••• F••• X• M•••••• L••• | Private Equity Fund | $1.3B | 243 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V•••• L••• | Private Equity Fund | $1.2B | 236 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I• M•••••• L••• | Private Equity Fund | $1.2B | 157 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X• M•••••• L••• | Private Equity Fund | $1.1B | 109 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X•• L••• | Private Equity Fund | $1.1B | 197 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X• L••• | Private Equity Fund | $1.0B | 346 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V•• L••• | Private Equity Fund | $821M | 62 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V••• L••• | Private Equity Fund | $752M | 92 | Nov 17, 2023 |
| S•• I••••••••• C••••• F••• V•••• L••• | Other Private Fund | $731M | 31 | Nov 17, 2023 |
| I••••••••• C••••• G••••• F••• I•• L••• | Other Private Fund | $692M | 81 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I•• L••• | Private Equity Fund | $691M | 170 | Nov 17, 2023 |
| S••••• E•••••••• P•••••••• L••• | Private Equity Fund | $677M | 100 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V•••• L••• | Private Equity Fund | $568M | 8 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V• L••• | Private Equity Fund | $487M | 76 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V••••• L••• | Private Equity Fund | $454M | 8 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X• C•••••• L••• | Private Equity Fund | $444M | 89 | Nov 17, 2023 |
| A•••••• I••••••••• C••••• F•••• L••• | Other Private Fund | $413M | 2 | Nov 17, 2023 |
| C•••••• P••••••• I•• L••• | Private Equity Fund | $377M | 134 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X• C•••••• L••• | Private Equity Fund | $367M | 101 | Nov 17, 2023 |
| C••• P••••••• V• L••• | Private Equity Fund | $348M | 186 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I•••• L••• | Private Equity Fund | $319M | 9 | Nov 17, 2023 |
| S••••• E•••••••• P••••••• C•••••• L••• | Private Equity Fund | $275M | 4 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V•••••• L••• | Private Equity Fund | $251M | 7 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I•• L••• | Venture Capital Fund | $232M | 61 | Nov 17, 2023 |
| I••••••••• C••••• F••• V•••••• L••• | Other Private Fund | $230M | 33 | Nov 17, 2023 |
| R•••••• E•••••••• F•••• L••• | Private Equity Fund | $230M | 1 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V••• L••• | Private Equity Fund | $214M | 8 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I• C•••••• L••• | Private Equity Fund | $211M | 25 | Nov 17, 2023 |
| C••• P••••••• V•• L••• | Private Equity Fund | $199M | 76 | Nov 17, 2023 |
| I••••••••• C••••• I••••• F••• I•• L••• | Other Private Fund | $156M | 2 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• X••• L••• | Private Equity Fund | $154M | 8 | Nov 17, 2023 |
| V•••••• O•••••• F•••• L••• | Private Equity Fund | $143M | 101 | Nov 17, 2023 |
| S••••••••• I• L••• | Private Equity Fund | $143M | 167 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V••• C•••••• L••• | Private Equity Fund | $129M | 5 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I••• L••• | Venture Capital Fund | $127M | 129 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• V•• O••••••••• L••• | Private Equity Fund | $124M | 8 | Nov 17, 2023 |
| I••••••••• C••••• S•• I•• L••• | Other Private Fund | $121M | 4 | Nov 17, 2023 |
| S••••• E•••••••• P••••••• I•• L••• | Private Equity Fund | $120M | 18 | Nov 17, 2023 |
| S•••••••• I•••••••• F••• I•••• L••• | Private Equity Fund | $120M | 7 | Nov 17, 2023 |
| C•••••• P••••••• I••• L••• | Private Equity Fund | $118M | 87 | Nov 17, 2023 |
Owners and control persons
Schedule A and B, latest filing
- D••••••• J••••••• J••••• · Chief Compliance Officercontrolsince 10/2024 · owns less than 5%
- G••••••••• A••••• G•••• · Ceocontrolsince 09/2024 · owns less than 5%
- L•••••• B•••• D••••• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- M•• C•••••••• B•••••• · Chief Operating Officer And General Counselcontrolsince 02/2024 · owns less than 5%
- M••••••• S•••••••• S••••••• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- G••••• I••••• R••••• · Trusteecontrolsince 11/2••• · owns F of I•••• R• G•••• 2••• I••••••••• T••••
- G••••• I••••• R••••• · Membercontrolsince 11/2••• · owns F of A••••• O•••••• L••
- J••••••• B••••• A•••••• · Trusteecontrolsince 12/2••• · owns F of P••• O••••• T••••
- J••••••• K••••• B•••• · Board Membercontrolsince 09/2024 · owns F of P•••••••• S••••• H••••• L••
- K••••• K••••• A•••••• · Board Membercontrolsince 09/2024 · owns F of P•••••••• S••••• H••••• L••
- L•••••• B••••• K•••• · Board Membercontrolsince 09/2024 · owns F of P•••••••• S••••• H••••• L••
- R•••••• A••• · Board Membercontrolsince 09/2024 · owns F of P•••••••• S••••• H••••• L••
- S••••••••• M••• · Board Membercontrolsince 09/2024 · owns F of P•••••••• S••••• H••••• L••
- W••••• M•••••••• J••• · Trusteecontrolsince 11/2••• · owns F of M••••••• J• W•••• 2••• I••••••••• T••••
- W••••• M•••••••• J••• · Membercontrolsince 11/2••• · owns F of A••••• O•••••• L••
Entity owners
- S•• C•••••• H•••••• L•• · Managing Memberdirect · owns 75% or more
- A••••• O•••••• L•• · Memberindirect · owns 25% to 50% of S••• ••••• L••
- B••••••••• A•••• M••••••••• L•• · Shareholderindirect · owns 25% to 50% of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• A•••• M••••••••• U•• · Shareholderindirect · owns 75% or more of B••••••••• U• H••••••• I•••
- B••••••••• C••••••••• · Shareholderindirect · owns 75% or more of B••••••••• A•••• M••••••••• U•• · public reporting company
- B••••••••• S••••• H••••• L•• · Memberindirect · owns 25% to 50% of P•••••••• S••••• H••••• L••
- B••••••••• U• H••••••• I••• · Shareholderindirect · owns 75% or more of B••••••••• U• I•••
- B••••••••• U• I••• · Memberindirect · owns 75% or more of B••••••••• S••••• H••••• L••
- M••••••• I••••• L•• · Memberindirect · owns 25% to 50% of S••• ••••• L••
- P•••••••• S••••• H••••• L•• · Managing Memberindirect · owns 75% or more of S•• C•••••• H•••••• L••
- P••• O••••• T•••• · Memberindirect · owns 75% or more of M••••••• I••••• L••
- S••• ••••• L•• · General Partnerindirect · owns F of S••• •• P•• L•••
- S••• •• P•• L••• · Memberindirect · owns 25% to 50% of P•••••••• S••••• H••••• L••
- I•••• R• G•••• 2••• I••••••••• T•••• · Memberindirect · owns 25% to 50% of A••••• O•••••• L••
- M••••••• J• W•••• 2••• I••••••••• T•••• · Memberindirect · owns 25% to 50% of A••••• O•••••• L••
- S••• U•• L••• · Limited Partnerindirect · owns 50% to 75% of S••• •• P•• L•••
Related persons
Schedule D 7.A
- I•• I• D••• F•••••• I• L••pooled vehicle sponsorn
- I•• I• D••• F•••••• I••• L••pooled vehicle sponsorn
- I•• I• D••• F•••••• V• L••pooled vehicle sponsorn
- I••••••••• C••••• S•• I• S••• L••pooled vehicle sponsorn
- I••••••••• D••• F•••••• V•• L••pooled vehicle sponsorn
- L•••• A•••••• G••••• L••••••• L••pooled vehicle sponsorn
- S••••• E•••••••• P••••••• I•• L••pooled vehicle sponsorn
- S••••• E•••••••• P•••••••• L••pooled vehicle sponsorn
- S•• A•••••• I••••••••• C••••• P•••••••• L••pooled vehicle sponsorn
- S•• C•••••• M••••• S•••••••• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• I••• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• I•• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• V• L••pooled vehicle sponsorn
- S•• C•••••• P••••••• V•• L••pooled vehicle sponsorn
- S•• C•••••• V•••••• O••••••• L••pooled vehicle sponsorn
- S•• C• C•••••• I••••• G•• L••pooled vehicle sponsorn
- S•• G••••• I••••••••• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• G••••• P••••••• I•• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• I••••• P••••••• I•• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• P••••••• S•• I• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• P••••••• S•• I•• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• P••••••• V•••••• L••pooled vehicle sponsorn
- S•• I••••••••• C••••• P••••••• V•••• L••pooled vehicle sponsorn
- S•• S••••••••• G• I• L••pooled vehicle sponsorn
- S•• S•••••••• I•••••••• I•• L••pooled vehicle sponsorn
- S•• S•••••••• I•••••••• I••• L••pooled vehicle sponsorn
- S•• S•••••••• I•••••••• I•• L••pooled vehicle sponsorn
- S•• S•••••••• I•••••••• I•• L••pooled vehicle sponsorn
- S•• S•••••••• I•••••••• V• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- New York, NY2 employees
- , 1 employees
- Seattle, WA
What changed
consecutive filings, newest first
- Accounts · 75 to 68Nov 3, 2025 to Mar 31, 2026
- Advisory employees · 18 to 19Nov 3, 2025 to Mar 31, 2026
- Advisory activities · 1 to 3Nov 3, 2025 to Mar 31, 2026
- Corporate clients · 0 to 1Nov 3, 2025 to Mar 31, 2026
- Pooled vehicle clients · 75 to 68Nov 3, 2025 to Mar 31, 2026
- Assets in custody · $50.2M to $57.9MNov 3, 2025 to Mar 31, 2026
- Private funds · 75 to 68Nov 3, 2025 to Mar 31, 2026
- Discretionary RAUM · $12B to $14BNov 3, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $12B to $14BNov 3, 2025 to Mar 31, 2026
- RAUM · $12B to $14BNov 3, 2025 to Mar 31, 2026
- Related adviser · false to trueNov 3, 2025 to Mar 31, 2026
- Related broker-dealer · false to trueNov 3, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 18, 2025 to Jun 27, 2025
- Accounts · 64 to 75Nov 19, 2024 to Apr 18, 2025
- Business name · S•• C•••••• to P•••••••• V•••••• P•••••••• L••Nov 19, 2024 to Apr 18, 2025
- Pooled vehicle clients · 64 to 75Nov 19, 2024 to Apr 18, 2025
- Assets in custody · $55.1M to $50.2MNov 19, 2024 to Apr 18, 2025
- Legal name · S•• C•••••• MANAGEMENT, LLC to P•••••••• V•••••• P•••••••• L••Nov 19, 2024 to Apr 18, 2025
- Other offices · 10 to 11Nov 19, 2024 to Apr 18, 2025
- Private funds · 64 to 75Nov 19, 2024 to Apr 18, 2025
- Discretionary RAUM · $12B to $12BNov 19, 2024 to Apr 18, 2025
- Pooled vehicle RAUM · $12B to $12BNov 19, 2024 to Apr 18, 2025
- RAUM · $12B to $12BNov 19, 2024 to Apr 18, 2025
- Accounts · 66 to 64Nov 17, 2023 to Mar 28, 2024
- Advisory employees · 29 to 18Nov 17, 2023 to Mar 28, 2024
- Pooled vehicle clients · 66 to 64Nov 17, 2023 to Mar 28, 2024
- Assets in custody · $0 to $55.1MNov 17, 2023 to Mar 28, 2024
- Employees · 71 to 54Nov 17, 2023 to Mar 28, 2024
- Other offices · 12 to 10Nov 17, 2023 to Mar 28, 2024
- Private funds · 66 to 64Nov 17, 2023 to Mar 28, 2024
- Discretionary RAUM · $12B to $12BNov 17, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $12B to $12BNov 17, 2023 to Mar 28, 2024
- RAUM · $12B to $12BNov 17, 2023 to Mar 28, 2024
- Accounts · 0 to 66Jul 12, 2023 to Nov 17, 2023
- Advisory employees · 36 to 29Jul 12, 2023 to Nov 17, 2023
- Pooled vehicle clients · 0 to 66Jul 12, 2023 to Nov 17, 2023
- Employees · 105 to 71Jul 12, 2023 to Nov 17, 2023
- Other offices · 1 to 12Jul 12, 2023 to Nov 17, 2023
- Private funds · unset to 66Jul 12, 2023 to Nov 17, 2023
- Discretionary RAUM · $0 to $12BJul 12, 2023 to Nov 17, 2023
Signals
20 dated events
- J••••• J•••••• D•••••• (Chief Compliance Officer) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Keith Brian Laibow (Board Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Anuj Ranjan (Board Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Mark Srulowitz (Board Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Anthony Kevin Kelly (Board Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Bryon Keith J•••••• (Board Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- J••• M••••••• W•••• (Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Robert Irwin Gross (Member) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- A•••••• B•••• J•••••• (Trustee) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 19, 2024 · Control person joined · fact
- Daniel Beau Laskey (Managing Partner) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Mar 28, 2024 · Control person joined · fact
- Sadrudin Sulaiman Mandani (Managing Partner) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Mar 28, 2024 · Control person joined · fact
- G•••• A•••• G••••••••• (Managing Partner) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Mar 28, 2024 · Control person joined · fact
- Lynn Valerie Speare (Chief Compliance Officer) no longer on Schedule A of P•••••••• V•••••• P•••••••• L•• (listed 2023-11-17, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- A••••• Dobrovinsky (Director) no longer on Schedule A of P•••••••• V•••••• P•••••••• L•• (listed 2023-11-17, absent 2024-03-28)Mar 28, 2024 · Control person left · inference
- P•••••••• V•••••• P•••••••• L•• reported 12 offices beyond its principal office, up from 1 (2023-07-12 to 2023-11-17)Nov 17, 2023 · Office count change · derived
- A••••• Dobrovinsky (Director) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 17, 2023 · Control person joined · fact
- Branson Christie Ma (Chief Legal Officer) appeared on Schedule A of P•••••••• V•••••• P•••••••• L••Nov 17, 2023 · Control person joined · fact
- Jordan Andrew Olson (Chief Financial Officer / Chief Operating Officer) no longer on Schedule A of P•••••••• V•••••• P•••••••• L•• (listed 2023-07-12, absent 2023-11-17)Nov 17, 2023 · Control person left · inference
- Diego John China (Chief Executive Officer) no longer on Schedule A of P•••••••• V•••••• P•••••••• L•• (listed 2023-06-23, absent 2023-07-12)Jul 12, 2023 · Control person left · inference
- S•• C•••••• filed its initial SEC registration (Form ADV)Jun 23, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- P•••••••• V•••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•• C•••••• · Private Equityshared crd · organization
- S•• C•••••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pinegrovevpreportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- linkedin.com/company/svb-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- pinegrovecp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 650-519-0540reportedpublic record, Form ADV, Jun 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $14Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026