DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

DAVID GORDON COOPER

Advisor at OSAIC WEALTH, INC.

MINNETONKA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eba1ac36-dff2-9700-7b34-dd70974f83e8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Aug 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jul 31, 2009
First registration: Aug 3, 2009
Dual registered: yes, broker-dealer
Other names: DAVID G COOPER
IAPD individual key: 5672287

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Jan 19, 2024	n/a	yes	MINNETONKA, MN	Current employment
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Mar 1, 2019	Jan 19, 2024	no	MINNETONKA, MN	Previous registration
QUESTAR ASSET MANAGEMENT, INC.	Former SEC adviser	May 12, 2017	Mar 1, 2019	no	ST. LOUIS PARK, MN\|MINNEAPOLIS, MN\|MINNETONKA, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Mar 31, 2011	Apr 28, 2017	no	ST. PAUL, MN\|Hudson, WI\|St Paul, MN	Previous registration
EDWARD JONES	National bd RIA	Aug 3, 2009	Jan 6, 2011	no	ST LOUIS, MO\|HUDSON, WI\|MARINE ON ST CROIX, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	OSAIC WEALTH, INC.	Jan 19, 2024	Jan 19, 2024	0	Bulk transfer	Ibd to ibd
QUESTAR ASSET MANAGEMENT, INC.	WOODBURY FINANCIAL SERVICES, INC.	Mar 1, 2019	Mar 1, 2019	0	Bulk transfer	Ibd to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	QUESTAR ASSET MANAGEMENT, INC.	Apr 28, 2017	May 12, 2017	14	Firm change	Other
EDWARD JONES	AMERIPRISE FINANCIAL SERVICES, LLC	Jan 6, 2011	Mar 31, 2011	84	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Jan 19, 2024 to presentfactForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Mar 1, 2019 to Jan 19, 2024factForm ADV
→ QUESTAR ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
May 12, 2017 to Mar 1, 2019factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Mar 31, 2011 to Apr 28, 2017factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Aug 3, 2009 to Jan 6, 2011factForm ADV

Dated events

No dated event names this entity yet.