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RIA / WealthAdvisor13 years in industry

CORY BRETT BAER

Advisor at STRAIT & SOUND

SAN FRANCISCO, CA | Bellevue, WA

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Search this name across graphsid dfx:ria:ebae3105-fbce-b6cf-7da1-37743c18d9a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 11, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRAIT & SOUND
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Feb 7, 2013
First registration: Feb 11, 2013
Dual registered: no
IAPD individual key: 6141366

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRAIT & SOUND	Independent wealth	Jan 15, 2021	n/a	yes	Bellevue, WA\|SAN FRANCISCO, CA	Current employment
ALPHA CUBED INVESTMENTS, LLC	Former SEC adviser	Jan 15, 2019	Jan 15, 2021	no	COSTA MESA, CA\|Bellevue, WA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 24, 2014	Jan 18, 2019	no	Bellevue, WA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Feb 11, 2013	Oct 28, 2014	no	SEATTLE, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHA CUBED INVESTMENTS, LLC	STRAIT & SOUND	Jan 15, 2021	Jan 15, 2021	0	Firm change	RIA to RIA
MORGAN STANLEY	ALPHA CUBED INVESTMENTS, LLC	Jan 18, 2019	Jan 15, 2019	-3	Firm change	Wirehouse to RIA
WELLS FARGO ADVISORS	MORGAN STANLEY	Oct 28, 2014	Oct 24, 2014	-4	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ STRAIT & SOUNDRegistered adviserregistration: current employment
Jan 15, 2021 to presentfactForm ADV
→ ALPHA CUBED INVESTMENTS, LLCRegistered adviserregistration: previous registration
Jan 15, 2019 to Jan 15, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 24, 2014 to Jan 18, 2019factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 11, 2013 to Oct 28, 2014factForm ADV

Dated events

No dated event names this entity yet.