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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

NEXT HORIZON ADVISORS LLC

CRD 169844

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ebaf01cf-f4bb-b1dc-20ed-b1c48468abb1

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 4
On other graphs: 0
Observed: Mar 20, 2020 to Mar 24, 2022
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $202MItem 5.F on the latest filing (2022-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $202M
Private client RAUM: $193MderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 293
Individual clients: 18
High net worth clients: 52
SEC number: 801-118482
CRD: 169844
Filings on the tape: 6
First filed: Mar 20, 2020
Latest filed: Mar 24, 2022
Organised: Limited Liability Company, New Jersey

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
NADKARNI, SHRIKANT, M	MANAGING DIRECTOR/CCO	Na	yes	06/2014	Mar 20, 2020	Mar 24, 2022
NADKARNI HOLDINGS LLC	Member	E	no	03/2018	Mar 20, 2020	Mar 24, 2022
PEAK TRUST COMPANY	Trustee	F	no	03/2018	Mar 20, 2020	Mar 24, 2022
THE NADKARNI 2018 NON-GRANTOR NEVADA TRUST	Member	E	no	03/2018	Mar 20, 2020	Mar 24, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
MANISH C. SHAH	n/a	n/a	n/a	Y	yes	n/a
SHRIKANT M. NADKARNI	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 24, 2022	$202M	$202M	4	3	0	n/a	n/a
2020	Mar 26, 2021	$139M	$139M	4	2	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$202M	$139M	45.6%	n/a	n/a	4	4	0	0

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
FORTIS CAPITAL ADVISORS, LLC	2	Mar 7, 2023	May 17, 2022	PRINCETON, NJ	Team lift out	RIA to RIA	100.0%

Relationships

Controls (1)

← NADKARNI, SHRIKANT, MOwnerMANAGING DIRECTOR/CCO, ownership code NA, individual
Mar 20, 2020 to presentfactForm ADV

Owns (3)

← NADKARNI HOLDINGS LLCOwnerMEMBER, ownership code E, domestic entity
Mar 20, 2020 to presentfactForm ADV
← PEAK TRUST COMPANYOwnerTRUSTEE, ownership code F, domestic entity
Mar 20, 2020 to presentfactForm ADV
← THE NADKARNI 2018 NON-GRANTOR NEVADA TRUSTOwnerMEMBER, ownership code E, domestic entity
Mar 20, 2020 to presentfactForm ADV

Registered with (2)

← SHRIKANT M NADKARNIAdvisorregistration: previous registration
Jul 30, 2014 to Mar 7, 2023factForm ADV
← MANISH C SHAHAdvisorregistration: previous registration
Jan 27, 2014 to Mar 7, 2023factForm ADV

Moved with (1)

→ FORTIS CAPITAL ADVISORS, LLCRegistered adviser2 advisors, team lift out, same day
Mar 7, 2023 to May 17, 2022factForm ADV

Dated events

Occurred
Mar 7, 2023
Team lift-out
2 advisors left Next Horizon Advisors LLC (Princeton, NJ) for Fortis Capital Advisors, LLC on the same day
Form ADVobserved 5 days ago
2 advisors
Occurred
Mar 7, 2023
Advisor changed firm
Manish C Shah left Next Horizon Advisors Llc for Fortis Capital Advisors, Llc (registered 2022-05-17)
Form ADVobserved 5 days ago
Occurred
Mar 7, 2023
Advisor changed firm
Shrikant M Nadkarni left Next Horizon Advisors Llc for Fortis Capital Advisors, Llc (registered 2022-04-11)
Form ADVobserved 5 days ago
Occurred
Mar 20, 2020
First Form ADV filing
Next Horizon Advisors Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebaf01cf-f4bb-b1dc-20ed-b1c48468abb1
First observed: Mar 20, 2020
Last observed: Mar 24, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

NEXT HORIZON ADVISORS LLC

CRD 169844

PRINCETON, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ebaf01cf-f4bb-b1dc-20ed-b1c48468abb1

Data as of Mar 24, 2022 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:35 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

NADKARNI, SHRIKANT, M

MANAGING DIRECTOR/CCO

yes

06/2014

Mar 20, 2020

Mar 24, 2022

NADKARNI HOLDINGS LLC

Member

03/2018

Mar 20, 2020

Mar 24, 2022

PEAK TRUST COMPANY

Trustee

03/2018

Mar 20, 2020

Mar 24, 2022

THE NADKARNI 2018 NON-GRANTOR NEVADA TRUST

Member

03/2018

Mar 20, 2020

Mar 24, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

MANISH C. SHAH

n/a

yes

n/a

SHRIKANT M. NADKARNI

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 24, 2022

$202M

n/a

2020

Mar 26, 2021

$139M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$202M

$139M

45.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

FORTIS CAPITAL ADVISORS, LLC

Mar 7, 2023

May 17, 2022

PRINCETON, NJ

Team lift out

RIA to RIA

100.0%