DFX Intelligence

R••• A•••• N•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

R••• A•••• N•••••••

Advisor at C••••••• P•••••••• I•••

NEW YORK, NY | Concord, CA

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Search this name across graphsid dfx:ria:ebe5517e-ab5c-5acc-233d-f08b2de44042

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 25, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••• I•••	Independent wealth	Jan 1, 2025	n/a	yes	Concord, CA\|NEW YORK, NY	Current employment
C••••• P••••••• L••	Independent wealth	Jan 10, 2022	Jun 20, 2024	no	NEW YORK, NY\|MILL VALLEY, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• P••••••• L••	C••••••• P•••••••• I•••	Jun 20, 2024	Jan 1, 2025	195	Firm change	RIA to RIA
B•••••• • J••••••••• L••	C••••• P••••••• L••	Jan 3, 2022	Jan 10, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
146178:151559:CA:2022-01-03	Jan 3, 2022	Jan 10, 2022	MILL VALLEY, CA	Firm change
250:17868:MO:2018-04-18	Apr 27, 2018	May 7, 2018	ST LOUIS, MO	Firm change

Relationships

Registered with (5)

→ C••••••• P•••••••• I•••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ C••••• P••••••• L••Registered adviserregistration: previous registration
Jan 10, 2022 to Jun 20, 2024factForm ADV
→ B•••••• • J••••••••• L••Registered adviserregistration: previous registration
Mar 9, 2021 to Jan 3, 2022factForm ADV
→ U••• B•••••• I••••••••• I•••

Dated events

Occurred
Jun 20, 2024
Advisor changed firm
R••• A•••• N••••••• left C••••• P••••••• L•• for C••••••• P•••••••• I••• (registered 2025-01-01)
Form ADVobserved 7 days ago
Occurred
Jan 3, 2022
Advisor changed firm
R••• A•••• N••••••• left B•••••• • J••••••••• L•• for C••••• P••••••• L•• (registered 2022-01-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebe5517e-ab5c-5acc-233d-f08b2de44042
First observed: Jan 25, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.