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CRD 146178
MILL VALLEY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BROUWER & JANACHOWSKI INCORPORATED | Member | D | yes | 12/2007 | Dec 23, 2011 | Oct 27, 2021 |
| JANACHOWSKI, STEPHEN, RICHARD | ELECTED MANAGER, PRESIDENT, CHIEF EXECUTIVE OFFICER | A | yes | 01/2008 | Dec 23, 2011 | Oct 27, 2021 |
| JANACHOWSKI, STEPHEN, RICHARD | MANAGER, MEMBER CLASS A SHARES | E | yes | 01/2008 | Dec 23, 2011 | Oct 27, 2021 |
| PIKE, MARGARET | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | B | yes | 07/2014 | Jul 14, 2014 | Oct 27, 2021 |
| AKAMINE, CHRISTOPHER, K I | VICE PRESIDENT, MEMBER | A | no | 01/2011 | Mar 29, 2019 | Oct 27, 2021 |
| LEE, RITA | VICE PRESIDENT, MEMBER | A | no | 08/2008 | Dec 23, 2011 | Oct 27, 2021 |
| SCAFF, JACK, HALL | VICE PRESIDENT, MEMBER | A | no | 11/2008 | Dec 23, 2011 | Oct 27, 2021 |
| THWAITES, CHRISTIAN, WILLIAM | CHIEF INVESTMENT STRATEGIST, MEMBER | A | no | 12/2015 | Mar 29, 2019 | Oct 27, 2021 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2020 | Mar 31, 2021 | $2.3B | $1.4B | 20 | 9 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $1.8B | $1.1B | 20 | 8 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $1.8B | $1.2B | 21 | 9 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $1.7B | $1.1B | 20 | 9 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $1.4B | $1.4B | 19 | 9 | n/a | n/a | n/a |
| 2015 | Mar 30, 2016 | $1.3B | $1.3B | 19 | 7 | n/a | n/a | n/a |
| 2014 | Mar 27, 2015 | $1.3B | $1.3B | 18 | 7 | n/a | n/a | n/a |
| 2013 | Mar 27, 2014 | $1.3B | $1.3B | 18 | 8 | n/a | n/a | n/a |
| 2012 | Mar 21, 2013 | $1.1B | $1.1B | 14 | 7 | n/a | n/a | n/a |
| 2011 | Mar 30, 2012 | $980M | $980M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2020 | $2.3B | $1.8B | 29.6% | $1.7B | 11.6% | 20 | 20 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| CERITY PARTNERS LLC | 7 | Jan 3, 2022 | Jan 1, 2025 | MILL VALLEY, CA | Firm absorbed | RIA to RIA | 100.0% |