A••• L•••• F•••

Advisor at F••••••

Lake Oswego,, OR | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:ebe70da9-50c6-570d-6f90-dbabcc8df381

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:57 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 15, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Nov 13, 2024	n/a	yes	Lake Oswego,, OR\|SAN FRANCISCO, CA	Current employment
C•••• H••• P•••••••• L••	Former SEC adviser	Jul 15, 2019	Jun 8, 2021	no	PORTLAND, OR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• H••• P•••••••• L••	F••••••	Jun 8, 2021	Nov 13, 2024	1,254	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ F••••••Registered adviserregistration: current employment
Nov 13, 2024 to presentfactForm ADV
→ C•••• H••• P•••••••• L••Registered adviserregistration: previous registration
Jul 15, 2019 to Jun 8, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebe70da9-50c6-570d-6f90-dbabcc8df381
First observed: Jul 15, 2019
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.