DFX Intelligence

C•••• H••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

C•••• H••• P•••••••• L••

CRD 168252

PORTLAND, OR

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Search this name across graphsid dfx:ria:29459210-af2a-822a-f351-b47b6a90f0cb

Data as of Mar 21, 2025 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 38
Dated events: 30
On other graphs: 1
Observed: Jul 8, 2013 to Mar 21, 2025
31 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

C•••• H••• P•••••••

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.0B••• Locked
Discretionary RAUM: $1.6B
Private client RAUM: $1.6Bderived••• Locked
Private client share: 79%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• D••••• B••••	MANAGING MEMBER, FOUNDING PARTNER, MANAGING DIRECTOR	D	yes	02/2014	Feb 28, 2014	Nov 11, 2024
E•••••• J•••••••• S••••	CHIEF COMPLIANCE OFFICER	Na	yes	03/2023	Mar 31, 2023	Nov 11, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$2.0B	$1.7B	18.7%	$1.5B	9.7%	29	27	1	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••••••• W••••• M•••••••••	17	Jun 17, 2025	Jan 1, 2026	PORTLAND, OR	Firm absorbed	RIA to RIA	100.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
F••••• I•••••••••	2	May 26, 2021	Jul 2, 2021	PLANO, TX	Team lift out	RIA to RIA	0.2%

Relationships

Moved with (2)

→ C••••••••• W••••• M•••••••••Registered adviser17 advisors, firm absorbed
Jun 17, 2025 to Jan 1, 2026factForm ADV
← F••••• I•••••••••Registered adviser2 advisors, team lift out
May 26, 2021 to Jul 2, 2021factForm ADV

Registered with (29)

← A•••••• C••••••••• R••Advisorregistration: previous registration
May 3, 2022 to Jun 18, 2025factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29459210-af2a-822a-f351-b47b6a90f0cb
First observed: Jul 8, 2013
Last observed: Mar 21, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.