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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Quechee, VT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Aug 29, 2025 | n/a | yes | Quechee, VT | Current employment |
| AURORA PRIVATE WEALTH, INC. | Independent wealth | Jan 3, 2019 | Jun 13, 2025 | no | Pennington, NJ|TOTOWA, NJ | Previous registration |
| INSIGHT PRIVATE ADVISORS, LLC | Former SEC adviser | Jul 1, 2014 | Dec 31, 2018 | no | PENNINGTON, NJ|BRIDGEWATER, NJ | Previous registration |
| PREMIER COLLEGE FUNDING | n/a | Aug 20, 2012 | Dec 12, 2014 | no | PENNINGTON, NJ | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 2, 2011 | Oct 28, 2015 | no | PENNINGTON, NJ|TITUSVILLE, NJ | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 4, 2009 | Mar 12, 2010 | no | PHILADELPHIA, PA|PHILADELPHIA, PA|NEWTOWN, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AURORA PRIVATE WEALTH, INC. | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Jun 13, 2025 | Aug 29, 2025 | 77 | Firm change | RIA to ibd |
| INSIGHT PRIVATE ADVISORS, LLC | AURORA PRIVATE WEALTH, INC. | Dec 31, 2018 | Jan 3, 2019 | 3 | Firm change | RIA to RIA |
| LPL FINANCIAL LLC | PREMIER COLLEGE FUNDING | Oct 28, 2015 | Aug 20, 2012 | -1,164 | Firm change after gap | Other |
| PREMIER COLLEGE FUNDING | INSIGHT PRIVATE ADVISORS, LLC | Dec 12, 2014 | Jul 1, 2014 | -164 | Firm change after gap | Other |
| UBS FINANCIAL SERVICES INC. | LPL FINANCIAL LLC | Mar 12, 2010 | Aug 2, 2011 | 508 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 169017:281604:NJ:2018-12-31 | Dec 31, 2018 | Jan 3, 2019 | BRIDGEWATER, NJ | Firm change |
| 6413:151342:NJ:2015-10-28 | Oct 28, 2015 | Aug 20, 2012 | TITUSVILLE, NJ | Firm change after gap |