DFX Intelligence

A•• M••••••• H•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner27 years in industry

A•• M••••••• H•••••••

Advisor at E••••• F•••••••• N••••••• I•••

Fraser, CO | FORT WASHINGTON, PA

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Search this name across graphsid dfx:ria:ebe93ec7-eb9e-ee30-4a69-9c4779eb8473

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:15 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: May 30, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• F•••••••• N••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• F•••••••• N••••••• I•••	Independent wealth	May 21, 2024	n/a	yes	FORT WASHINGTON, PA\|Fraser, CO	Current employment
O••••• I••••••••• A••••••• L••	Independent wealth	Sep 16, 2021	Aug 4, 2023	no	SARASOTA, FL\|WINTER PARK, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• W••••• P•••••••	O••••• I••••••••• A••••••• L••	Sep 5, 2024	Sep 16, 2021	-1,085	Firm change after gap	Other
O••••• I••••••••• A••••••• L••	E••••• F•••••••• N••••••• I•••	Aug 4, 2023	May 21, 2024

Relationships

Registered with (5)

→ E••••• F•••••••• N••••••• I•••Registered adviserregistration: current employment
May 21, 2024 to presentfactForm ADV
→ M••••••• W••••• P•••••••Registered adviserregistration: previous registration
Jan 4, 2021 to Sep 5, 2024factForm ADV
→ O••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Sep 16, 2021 to Aug 4, 2023factForm ADV
→ M••••••Registered adviser

Dated events

Occurred
Sep 5, 2024
Advisor changed firm
A•• M••••••• H••••••• left M••••••• W••••• P••••••• for O••••• I••••••••• A••••••• L•• (registered 2021-09-16)
Form ADVobserved 7 days ago
Occurred
Aug 4, 2023
Advisor changed firm
A•• M••••••• H••••••• left O••••• I••••••••• A••••••• L•• for E••••• F•••••••• N••••••• I••• (registered 2024-05-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebe93ec7-eb9e-ee30-4a69-9c4779eb8473
First observed: May 30, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.