DFX Intelligence

W•••••• A•••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)18 years in industry

W•••••• A•••• W•••

Advisor at R••••••••• C•••••• M••••••••• L••

WEST PALM BEACH, FL

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Search this name across graphsid dfx:ria:ebe9ed43-00db-16f1-6ea9-6488ff0af6c3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 10, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••••• C•••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Jan 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••••• C•••••• M••••••••• L••	Asset manager	Dec 10, 2012	n/a	yes	WEST PALM BEACH, FL	Current employment
A•••• C•••••• F•••• M•••••••••	Former SEC adviser	Dec 9, 2010	May 8, 2012	no	ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• C•••••• M••••••••• L••	A•••• C•••••• F•••• M•••••••••	May 8, 2012	Dec 9, 2010	-516	Firm change after gap	Other
A•••• C•••••• F•••• M•••••••••	R••••••••• C•••••• M••••••••• L••	May 8, 2012	Dec 10, 2012

Relationships

Registered with (5)

→ R••••••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Dec 10, 2012 to presentfactForm ADV
→ A•••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Sep 20, 2010 to May 8, 2012factForm ADV
→ A•••• C•••••• F•••• M•••••••••Registered adviserregistration: previous registration
Dec 9, 2010 to May 8, 2012factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebe9ed43-00db-16f1-6ea9-6488ff0af6c3
First observed: Jan 10, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.