DFX Intelligence

B•••••• M••••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)21 years in industry

B•••••• M••••••• C••••••

Advisor at P•• W••••• M•••••••••

Carrboro, NC | DURHAM, NC

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Search this name across graphsid dfx:ria:ebe9f1da-f815-4c56-2115-9a1d6d806e70

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• W••••• M•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• W••••• M•••••••••	Bd affiliated wealth	Apr 20, 2022	n/a	yes	DURHAM, NC\|Carrboro, NC\|DURHAM, NC	Current employment
U••••• B•••••••• S••••••• I••	Bd affiliated wealth	Oct 19, 2020	Apr 21, 2022	no	Durham, NC\|Lincolnton, NC\|Rocky Mount, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••• B•••••••• S••••••• I••	P•• W••••• M•••••••••	Apr 21, 2022	Apr 20, 2022	-1	Firm change	Ibd to ibd
T••••• A••••••• S•••••••• I•••	U••••• B•••••••• S••••••• I••	Oct 1, 2020	Oct 19, 2020

Relationships

Registered with (3)

→ P•• W••••• M•••••••••Registered adviserregistration: current employment
Apr 20, 2022 to presentfactForm ADV
→ U••••• B•••••••• S••••••• I••Registered adviserregistration: previous registration
Oct 19, 2020 to Apr 21, 2022factForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 2, 2017 to Oct 1, 2020factForm ADV

Dated events

Occurred
Apr 21, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebe9f1da-f815-4c56-2115-9a1d6d806e70
First observed: Feb 2, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.