DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner12 years in industry

Nicholas Troubetzkoy Booth

Advisor at NINE INNING FINANCE

Rockville, MD | SAN DIEGO, CA | ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ebebb3e5-b5d9-8529-a58e-81528b43f13b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 28, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NINE INNING FINANCE
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: May 24, 2019
First registration: May 28, 2019
Dual registered: no
Other names: Nicholas Booth|Nicholas T. Booth|Nicholas T Booth|Nick Booth
IAPD individual key: 7066250

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NINE INNING FINANCE	State registered	Jan 1, 2025	n/a	yes	ROCKVILLE, MD	Current employment
Nectarine	No RAUM reported	Apr 4, 2024	n/a	yes	SAN DIEGO, CA\|Rockville, MD	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Dec 9, 2021	Feb 23, 2022	no	Rockville, MD	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 28, 2019	Dec 1, 2021	no	BETHESDA, MD\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	Nectarine	Feb 23, 2022	Apr 4, 2024	771	Firm change after gap	Wirehouse to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Dec 1, 2021	Dec 9, 2021	8	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ NINE INNING FINANCERegistered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ NECTARINERegistered adviserregistration: current employment
Apr 4, 2024 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Dec 9, 2021 to Feb 23, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 28, 2019 to Dec 1, 2021factForm ADV

Dated events

Occurred
Feb 23, 2022
Advisor changed firm
Nicholas Troubetzkoy Booth left J.P. Morgan Securities Llc for Nectarine (registered 2024-04-04)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ebebb3e5-b5d9-8529-a58e-81528b43f13b
First observed: May 28, 2019
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Nicholas Troubetzkoy Booth

Advisor at NINE INNING FINANCE

Rockville, MD | SAN DIEGO, CA | ROCKVILLE, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ebebb3e5-b5d9-8529-a58e-81528b43f13b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:56 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

NINE INNING FINANCE

State registered

Jan 1, 2025

n/a

yes

ROCKVILLE, MD

Current employment

Nectarine

No RAUM reported

Apr 4, 2024

n/a

yes

SAN DIEGO, CA|Rockville, MD

Current employment

J.P. MORGAN SECURITIES LLC

Wirehouse

Dec 9, 2021

Feb 23, 2022

Rockville, MD

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

May 28, 2019

Dec 1, 2021

BETHESDA, MD|NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

J.P. MORGAN SECURITIES LLC

Nectarine

Feb 23, 2022

Apr 4, 2024

771

Firm change after gap

Wirehouse to new firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

Dec 1, 2021

Dec 9, 2021

Firm change

Wirehouse to wirehouse