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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Minneapolis, MN | Motley, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 29, 2022 | n/a | yes | Motley, MN|Minneapolis, MN | Current employment |
| CRI SECURITIES, LLC | Former SEC adviser | Jan 16, 2014 | Nov 4, 2021 | no | ST. PAUL, MN|ST PAUL, MN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 16, 2014 | Mar 7, 2022 | no | ST PAUL, MN|ST. PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURIAN FINANCIAL SERVICES, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 7, 2022 | Mar 29, 2022 | 22 | Firm change | Ibd to ibd |
| CRI SECURITIES, LLC | SECURIAN FINANCIAL SERVICES, INC. | Nov 4, 2021 | Jan 16, 2014 | -2,849 | Channel change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 22589:15296:MN:2021-11-04 | Nov 4, 2021 | Jan 16, 2014 | ST PAUL, MN | Firm change after gap |