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CRD 286640
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CAMPBELL, SEAN, COLIN | MANAGING MEMBER | E | yes | 02/2017 | Feb 17, 2017 | Mar 29, 2018 |
| DEEGAN, TIMOTHY, R | CHIEF COMPLIANCE OFFICER AND MEMBER | B | yes | 02/2017 | Feb 17, 2017 | Mar 29, 2018 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2017 | Mar 29, 2018 | $354M | $0 | 4 | 2 | 0 | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2017 | $354M | n/a | n/a | n/a | n/a | 4 | n/a | 0 | n/a |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 2 | Feb 21, 2017 | Feb 17, 2017 | RICHMOND, VA | Team lift out | Wirehouse to new firm | 0.0% |