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Reading the graph
Advisor at WELLS FARGO ADVISORS
BIRMINGHAM, AL | MOUNTAIN BROOK, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Aug 8, 2025 | n/a | yes | MOUNTAIN BROOK, AL|BIRMINGHAM, AL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jan 5, 2017 | Aug 12, 2025 | no | JACKSONVILLE, FL|NEW YORK, NY|JACKSONVILLE, FL|JACKSONVILLE, FL|BIRMINGHAM, AL|TAMPA, FL|BIRMINGHAM, AL|ORLANDO, FL|BIRMINGHAM, AL|ORLANDO, FL|BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Aug 12, 2025 | Aug 8, 2025 | -4 | Firm change | Wirehouse to wirehouse |