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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Daniel N Montanaro

Advisor at LPL FINANCIAL LLC

GREENWICH, CT

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Search this name across graphsid dfx:ria:ec07bd2a-ee89-c878-9975-76ff3cc29fae

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 10, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: May 10, 2007
First registration: Feb 12, 2008
Dual registered: yes, broker-dealer
Other names: DANIEL NICHOLAS MONTANARO|DAN MONTANARO|DANIEL N MONTANARO|Daniel Montanaro
IAPD individual key: 5300651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 24, 2019	n/a	yes	GREENWICH, CT	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Dec 6, 2010	Jun 7, 2017	no	STAMFORD, CT\|GARDEN CITY, NY\|MELVILLE, NY\|NEW CANAAN, CT\|FAIRFIELD, CT\|GREENWICH, CT\|NEW YORK, NY\|NEW YORK, NY\|CHARLOTTE, NC\|GREENWICH, CT\|GREENWICH, CT\|POUGHKEEPSIE, NY\|NEW YORK, NY	Previous registration
PEOPLE'S SECURITIES, INC.	Former SEC adviser	Jan 20, 2009	Jun 9, 2010	no	BRANFORD, CT	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 12, 2008	Jan 22, 2009	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jun 7, 2017	May 24, 2019	716	Firm change after gap	Wirehouse to RIA
PEOPLE'S SECURITIES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 9, 2010	Dec 6, 2010	180	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	PEOPLE'S SECURITIES, INC.	Jan 22, 2009	Jan 20, 2009	-2	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 24, 2019 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Dec 6, 2010 to Jun 7, 2017factForm ADV
→ PEOPLE'S SECURITIES, INC.Registered adviserregistration: previous registration
Jan 20, 2009 to Jun 9, 2010factForm ADV

Dated events

No dated event names this entity yet.