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CRD 133859
EUGENE, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| POPE, SCOTT, LELAND | MANAGING PARTNER CHIEF COMPLIANCE OFFICER | E | yes | 01/2005 | Mar 29, 2012 | Sep 1, 2015 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SUSTAINABLE WEALTH MANAGEMENT LLC | n/a | Former SEC adviser | $1.3M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2014 | Mar 23, 2015 | $191M | $183M | 3 | 3 | n/a | n/a | n/a |
| 2013 | Mar 18, 2014 | $158M | $158M | 4 | 4 | n/a | n/a | n/a |
| 2012 | Apr 1, 2013 | $159M | $159M | 4 | 4 | n/a | n/a | n/a |
| 2011 | Mar 29, 2012 | $148M | $148M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2014 | $1.3M | $158M | -99.2% | $148M | -79.6% | 1 | 4 | n/a | n/a |