DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at ATLAS LEGACY ADVISORS LLC
LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SENECA PRIVATE WEALTH, LLC | Independent wealth | Jan 15, 2025 | n/a | yes | LOS ANGELES, CA | Current employment |
| ATLAS LEGACY ADVISORS LLC | Independent wealth | Jun 4, 2024 | n/a | yes | LOS ANGELES, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 29, 2012 | Jun 10, 2024 | no | LOS ANGELES, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 29, 2008 | Jul 18, 2012 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 27, 2008 | Oct 28, 2008 | no | BEVERLY HILLS, CA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jul 8, 1997 | Nov 7, 2008 | no | BEVERLY HILLS, CA|BEVERLY HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | ATLAS LEGACY ADVISORS LLC | Jun 10, 2024 | Jun 4, 2024 | -6 | Firm change | Wirehouse to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jul 18, 2012 | Jun 29, 2012 | -19 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Nov 7, 2008 | Oct 27, 2008 | -11 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:329888:CA:2024-06-07 | Jun 10, 2024 | Jun 4, 2024 | LOS ANGELES, CA | Firm change |