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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MILES CAPITAL, INC.

CRD 105376

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec0f7911-e230-da67-a6f8-30e58629b64c

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Mar 30, 2020
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5BItem 5.F on the latest filing (2020-03-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5B
Private client RAUM: $41.7MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 5
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 75
Individual clients: 16
High net worth clients: 11
SEC number: 801-17430
CRD: 105376
Filings on the tape: 13
First filed: Mar 30, 2012
Latest filed: Mar 30, 2020
Organised: Corporation, Iowa

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
GOSSELINK, GWENETH, KAY	CHIEF COMPLIANCE OFFICER	Na	yes	08/2013	Aug 30, 2013	Mar 30, 2020
MILES CAPITAL HOLDINGS, INC.	SOLE SHAREHOLDER	E	yes	12/2009	Mar 30, 2012	Mar 30, 2020
MILES, DAVID, WAYNE	Shareholder	E	yes	12/2009	Mar 30, 2012	Mar 30, 2020
MILES, DAVID, WAYNE	Chairman	Na	yes	07/2014	Mar 30, 2012	Mar 30, 2020

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WESTON GLOBAL EQUITY ADVISERS, LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 30, 2020	$1.5B	$1.5B	13	5	0	n/a	n/a
2018	Mar 29, 2019	$1.8B	$1.8B	19	8	0	n/a	n/a
2017	Mar 29, 2018	$4.7B	$4.7B	26	10	0	n/a	n/a
2016	Mar 31, 2017	$4.5B	$4.5B	26	13	n/a	n/a	n/a
2015	Mar 29, 2016	$4.6B	$4.6B	24	11	n/a	n/a	n/a
2014	Mar 31, 2015	$4.2B	$4.2B	22	12	n/a	n/a	n/a
2013	Mar 31, 2014	$4.1B	$4.1B	24	13	n/a	n/a	n/a
2012	Mar 21, 2013	$4.2B	$4.2B	27	10	n/a	n/a	n/a
2011	Mar 30, 2012	$3.7B	$3.7B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$1.5B	$1.8B	-17.4%	$4.5B	-31.2%	13	19	0	0

Relationships

Controls (3)

← MILES, DAVID, WAYNEOwnerSHAREHOLDER, ownership code E, individual
Mar 30, 2012 to presentfactForm ADV
← GOSSELINK, GWENETH, KAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 30, 2013 to presentfactForm ADV
← MILES CAPITAL HOLDINGS, INC.OwnerSOLE SHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Registered with (7)

← Richard Thaddeus DearyAdvisorregistration: previous registration
Mar 28, 2018 to Apr 13, 2020factForm ADV
← Benjamin Charles SteeleAdvisorregistration: previous registration
May 1, 2015 to Mar 27, 2019factForm ADV
← JON KENT AUGUSTINEAdvisorregistration: previous registration
Dec 7, 2006 to Oct 13, 2009factForm ADV
← CHRISTOPHER CALVIN COOKAdvisorregistration: previous registration
Dec 7, 2006 to Oct 13, 2009factForm ADV
← SCOTT DEAN ELTJESAdvisorregistration: previous registration
Dec 7, 2006 to Jan 23, 2009factForm ADV
← DAVID EDWARD KAPLANAdvisorregistration: previous registration
Jan 1, 2007 to Dec 2, 2008factForm ADV
← JAMES TRACY RICHARDSAdvisorregistration: previous registration
Jul 1, 1997 to Nov 20, 2003factForm ADV

Dated events

Occurred
Mar 30, 2020
Control person left
D. Gregory Boal (Chief Executive Officer And Chief Investment Officer) no longer on Schedule A of Miles Capital, Inc. (listed 2019-03-29, absent 2020-03-30)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2019
Regulatory AUM changed
Miles Capital, Inc. reported RAUM $1.8B, down 62% from $4.7B (2018-03-29 to 2019-03-29)
Form ADVobserved 4 days ago
$-2.9B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec0f7911-e230-da67-a6f8-30e58629b64c
First observed: Mar 30, 2012
Last observed: Mar 30, 2020 78 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MILES CAPITAL, INC.

CRD 105376

WEST DES MOINES, IA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec0f7911-e230-da67-a6f8-30e58629b64c

Data as of Mar 30, 2020 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:55 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

GOSSELINK, GWENETH, KAY

CHIEF COMPLIANCE OFFICER

yes

08/2013

Aug 30, 2013

Mar 30, 2020

MILES CAPITAL HOLDINGS, INC.

SOLE SHAREHOLDER

yes

12/2009

Mar 30, 2012

Mar 30, 2020

MILES, DAVID, WAYNE

Shareholder

yes

12/2009

Mar 30, 2012

Mar 30, 2020

MILES, DAVID, WAYNE

Chairman

yes

07/2014

Mar 30, 2012

Mar 30, 2020

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WESTON GLOBAL EQUITY ADVISERS, LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2019

Mar 30, 2020

$1.5B

n/a

2018

Mar 29, 2019

$1.8B

n/a

2017

Mar 29, 2018

$4.7B

n/a

2016

Mar 31, 2017

$4.5B

n/a

2015

Mar 29, 2016

$4.6B

n/a

2014

Mar 31, 2015

$4.2B

n/a

2013

Mar 31, 2014

$4.1B

n/a

2012

Mar 21, 2013

$4.2B

n/a

2011

Mar 30, 2012

$3.7B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2019

$1.5B

$1.8B

-17.4%

$4.5B

-31.2%