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RIA / WealthAdvisorChartered Financial Analyst33 years in industry

DAVID EDWARD KAPLAN

Advisor at COTTONWOOD ASSET MANAGEMENT LLC

SANDY, UT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 22, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COTTONWOOD ASSET MANAGEMENT LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63
First exam: Apr 6, 1993
First registration: Jul 22, 2002
Dual registered: no
IAPD individual key: 2321224

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COTTONWOOD ASSET MANAGEMENT LLC	State registered	Jun 10, 2010	n/a	yes	SANDY, UT	Current employment
MILES CAPITAL, INC.	Former SEC adviser	Jan 1, 2007	Dec 2, 2008	no	SALT LAKE CITY, UT	Previous registration
VMF CAPITAL	n/a	Nov 21, 2003	Dec 20, 2006	no	CEDAR RAPIDS, IA	Previous registration
VMF CAPITAL LLC	n/a	Jul 22, 2002	Dec 31, 2003	no	CEDAR RAPIDS, IA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MILES CAPITAL, INC.	COTTONWOOD ASSET MANAGEMENT LLC	Dec 2, 2008	Jun 10, 2010	555	Firm change after gap	Other
VMF CAPITAL	MILES CAPITAL, INC.	Dec 20, 2006	Jan 1, 2007	12	Firm change	Other
VMF CAPITAL LLC	VMF CAPITAL	Dec 31, 2003	Nov 21, 2003	-40	Firm change after gap	Other

Relationships

Registered with (3)

→ COTTONWOOD ASSET MANAGEMENT LLCRegistered adviserregistration: current employment
Jun 10, 2010 to presentfactForm ADV
→ MILES CAPITAL, INC.Registered adviserregistration: previous registration
Jan 1, 2007 to Dec 2, 2008factForm ADV
→ VMF CAPITALRegistered adviserregistration: previous registration
Nov 21, 2003 to Dec 20, 2006factForm ADV

Dated events

No dated event names this entity yet.