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A•••• L•• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)17 years in industry

A•••• L•• G•••••

Advisor at I••••••••• F•••••••• P•••••••

TAMPA, FL

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Search this name across graphsid dfx:ria:ec17d337-101d-f54d-958a-22fbd4eff197

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 17, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• P•••••••	Bd affiliated wealth	Jul 13, 2011	n/a	yes	TAMPA, FL	Current employment
K••••••••• C••••••••• L•••	I•••••••••_WEALTH	Apr 2, 2009	Jul 7, 2011	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• C••••••••• L•••	I••••••••• F•••••••• P•••••••	Jul 7, 2011	Jul 13, 2011	6	Firm change	Other

Relationships

Registered with (2)

→ I••••••••• F•••••••• P•••••••Registered adviserregistration: current employment
Jul 13, 2011 to presentfactForm ADV
→ K••••••••• C••••••••• L•••Registered adviserregistration: previous registration
Apr 2, 2009 to Jul 7, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec17d337-101d-f54d-958a-22fbd4eff197
First observed: Apr 2, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.