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Advisor at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Tigard, OR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 29, 2024 | n/a | yes | Tigard, OR | Current employment |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | Apr 22, 2019 | Mar 26, 2024 | no | Portland, OR | Previous registration |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Nov 18, 2014 | Apr 24, 2019 | no | LAKE OSWEGO, OR | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 14, 2003 | Dec 19, 2003 | no | PORTLAND, OR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ON INVESTMENT MANAGEMENT CO | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 26, 2024 | Mar 29, 2024 | 3 | Firm change | Ibd to ibd |
| PRINCIPAL SECURITIES, INC. | ON INVESTMENT MANAGEMENT CO | Apr 24, 2019 | Apr 22, 2019 | -2 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | PRINCIPAL SECURITIES, INC. | Dec 19, 2003 | Nov 18, 2014 | 3,987 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105662:134139:OR:2024-03-26 | Mar 26, 2024 | Mar 29, 2024 | PORTLAND, OR | Firm change |