DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• A••••• H••••••

C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedTigard, Ordual registrantIAPD 4075804

Feed of 09/14/2026

Also filed as K•••••• A H••••••

At current firm

2 y

since Mar 29, 2024

In the industry

26 y

since Nov 22, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
since Mar 29, 2024 · Tigard, Or
O• I••••••••• M••••••••• C• BD affiliated
Apr 22, 2019 to Mar 26, 2024 · Portland, Or
P•••••••• S••••••••• I••• BD affiliated
Nov 18, 2014 to Apr 24, 2019 · Lake Oswego, Or
S••••••• F•••••••• S•••••••• I••• former
Mar 14, 2003 to Dec 19, 2003 · Portland, Or

Moves

a registration end followed by a registration begin elsewhere

O• I••••••••• M••••••••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Mar 26, 2024, registered Mar 29, 2024 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
P•••••••• S••••••••• I••• to O• I••••••••• M••••••••• C•
left Apr 24, 2019, registered Apr 22, 2019 (-2 days) · Affiliated broker-dealer or bank to another
S••••••• F•••••••• S•••••••• I••• to P•••••••• S••••••••• I•••
left Dec 19, 2003, registered Nov 18, 2014 (3987 days) · Other

Signals

K•••••• A••••• H•••••• left O• I••••••••• M••••••••• C• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2024-03-29)
Mar 26, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address