DFX Intelligence

N••••• S•••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

N••••• S•••• B•••••••••

Advisor at O• I••••••••• M••••••••• C•

Lees Summit, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec1c7bc8-9c49-3a0d-c7f2-2a2b459a5b4d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 19, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Mar 21, 2022	n/a	yes	Lees Summit, MO	Current employment
T••••••••• I••••••••• P•••••••• L••	Former SEC adviser	Nov 17, 2016	Apr 7, 2020	no	LEAWOOD, KS\|OVERLAND PARK, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••••• I••••••••• P•••••••• L••	O• I••••••••• M••••••••• C•	Apr 7, 2020	Mar 21, 2022	713	Firm change after gap	Other
M•••••• I••••••••• L••	T••••••••• I••••••••• P•••••••• L••	Nov 17, 2016	Nov 17, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
152607:285213:KS:2016-11-17	Nov 17, 2016	Nov 17, 2016	LEAWOOD, KS	Firm change

Relationships

Registered with (3)

→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Mar 21, 2022 to presentfactForm ADV
→ T••••••••• I••••••••• P•••••••• L••Registered adviserregistration: previous registration
Nov 17, 2016 to Apr 7, 2020factForm ADV
→ M•••••• I••••••••• L••Registered adviserregistration: previous registration
Jan 19, 2015 to Nov 17, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec1c7bc8-9c49-3a0d-c7f2-2a2b459a5b4d
First observed: Jan 19, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.