DFX Intelligence

T••••••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

T••••••••• I••••••••• P•••••••• L••

CRD 285213

OVERLAND PARK, KS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4b981083-5b35-f45a-a756-a376d5e15f22

Data as of Nov 14, 2023 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:34 AM UTC and rebuilt at most every 15 minutes.

Relationships: 49
Dated events: 12
On other graphs: 0
Observed: Sep 9, 2016 to Nov 14, 2023
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 16
Advisory employees: 16
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• B••••• W••••	D•••••OR	Na	yes	11/2023	Nov 14, 2023	Nov 14, 2023
B•••••• H•••••• K••••	CHIEF EXECUTIVE OFFICER	F	yes	01/2018	Sep 9, 2016	Nov 14, 2023

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T••••••• C•••••• A•••••••• L•••••	n/a	Asset manager	$8.9B	N	yes	n/a
E••••• A••••••• L••••••	n/a	Former SEC adviser	$1.4B	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2022	Mar 30, 2023	n/a	n/a	16	16	0	n/a	n/a
2021	Mar 30, 2022

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2022	n/a	n/a	n/a	n/a	n/a	16	18	0	0

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
T••••••• C•••••• A•••••••• L•••••	3	Dec 13, 2023	Oct 17, 2025	OVERLAND PARK, KS	Firm absorbed	Other	75.0%

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
M•••••• I••••••••• L••	9	Nov 17, 2016	Nov 18, 2016	LEAWOOD, KS	Firm absorbed	Other	90.0%

Relationships

Affiliated with (15)

→ T••••••• C•••••• A•••••••• L•••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ E••••• A••••••• L••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ T•• A•••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ E••••• A•••••••• L••Registered adviserother investment adviser, common control

Dated events

Occurred
Dec 13, 2023
Firm absorbed
••• Locked
Form ADVobserved 8 days ago
3 advisors
Occurred
Dec 13, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 14, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 14, 2023
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4b981083-5b35-f45a-a756-a376d5e15f22
First observed: Sep 9, 2016
Last observed: Nov 14, 2023 34 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (20)

← B•••••• H•••••• K••••OwnerCHIEF EXECUTIVE OFFICER, ownership code F, individual
Sep 9, 2016 to presentfactForm ADV
← L••••• M•••••• P••••••• L••OwnerMANAGING MEMBER, ownership code E, domestic entity
May 25, 2021 to presentfactForm ADV
← H•••••• G•••• P•••OwnerPRESIDENT, ownership code F, individual
Sep 9, 2016 to presentfactForm ADV
← K••••••• B••••• A•••OwnerD•••••OR, ownership code NA, individual
Nov 14, 2023 to presentfactForm ADV
← B•••• D••••• M••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Sep 9, 2016 to presentfactForm ADV
← T••••••• R•••••• J•••••OwnerD•••••OR, ownership code NA, individual
Nov 14, 2023 to presentfactForm ADV
← S•••••• M••••••• G•••••• P••••••OwnerD•••••OR, ownership code NA, individual
Feb 14, 2018 to presentfactForm ADV
← B••••••• B••••• W••••OwnerD•••••OR, ownership code NA, individual
Nov 14, 2023 to presentfactForm ADV
← F••• I• U•• L••OwnerG•••••• PARTNER, ownership code F, domestic entity
May 25, 2021 to presentfactForm ADV
← H••• H••••••• L••OwnerMEMBER, ownership code C, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L• T••••••• H••••••• C••••••••• L••OwnerMEMBER, ownership code C, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L• T••••••• H••••••• L••OwnerMEMBER, ownership code D, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L• T••••••• I••••••••• H••••••• I• C••••••••• L••OwnerMEMBER, ownership code D, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L• T••••••• I••••••••• H••••••• I• L••OwnerMANAGING MEMBER, ownership code D, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L• T••••••• I••••••••• H••••••• I••• I•••OwnerMEMBER, ownership code C, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L••••• M•••••• E••••• A••••••• I• L•OwnerG•••••• PARTNER, ownership code F, domestic entity
Feb 14, 2018 to presentfactForm ADV
← L••••• M•••••• E••••• P••••••• I• L•OwnerMEMBER, ownership code D, domestic entity
Feb 14, 2018 to presentfactForm ADV
← T••••••••• B••••••• L•• •••••••• T••••••• B••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Aug 6, 2020 to presentfactForm ADV
← T••••••••• I••••••••• L•• •••••••• T••••••• I••••••••• L•••OwnerMEMBER, ownership code E, domestic entity
Aug 6, 2020 to presentfactForm ADV
← T••••••••• P••••• H••••• L•• •••••••• T••••••• P••••• H••••• L•••OwnerSOLE MEMBER, ownership code E, domestic entity
Aug 6, 2020 to presentfactForm ADV