DFX Intelligence

O••• B•••••• S•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

O••• B•••••• S•••••••

Advisor at O••••••• P••• W••••• M••••••••• L••

O••••••• P•••, KS

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Search this name across graphsid dfx:ria:ec227580-0387-2b61-4ccc-c241051099d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 30, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O••••••• P••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Aug 19, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O••••••• P••• W••••• M••••••••• L••	State registered	Jul 9, 2014	n/a	yes	O••••••• P•••, KS	Current employment
C•••••• W••••• M•••••••••	Former SEC adviser	Feb 17, 2012	Sep 30, 2014	no	O••••••• P•••, KS\|SAN JOSE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• W••••• M•••••••••	O••••••• P••• W••••• M••••••••• L••	Sep 30, 2014	Jul 9, 2014	-83	Firm change after gap	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	C•••••• W••••• M•••••••••	Feb 21, 2012	Feb 17, 2012

Relationships

Registered with (3)

→ O••••••• P••• W••••• M••••••••• L••Registered adviserregistration: current employment
Jul 9, 2014 to presentfactForm ADV
→ C•••••• W••••• M•••••••••Registered adviserregistration: previous registration
Feb 17, 2012 to Sep 30, 2014factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Dec 30, 1997 to Feb 21, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec227580-0387-2b61-4ccc-c241051099d6
First observed: Dec 30, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.