DFX Intelligence
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Reading the graph
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Advisor at R•• C•••••• M••••••• L••
St Michaels, MD | EASTON, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| R•• C•••••• M••••••• L•• | National bd RIA | Aug 21, 2019 | n/a | yes | EASTON, MD|St Michaels, MD | Current employment |
| U•• F•••••••• S••••••• I••• | Wirehouse | Nov 17, 2010 | Sep 2, 2019 | no | HUNT VALLEY, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U•• F•••••••• S••••••• I••• | R•• C•••••• M••••••• L•• | Sep 2, 2019 | Aug 21, 2019 | -12 | Firm change | Wirehouse to ibd |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | U•• F•••••••• S••••••• I••• | Nov 19, 2010 | Nov 17, 2010 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:31194:MD:2019-09-02 | Sep 2, 2019 | Aug 21, 2019 | HUNT VALLEY, MD | Firm change |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Aug 20, 2004 | Nov 19, 2010 | no | HUNT VALLEY, MD|BALTIMORE, MD|BALTIMORE, MD | Previous registration |
| M••••• S•••••• D• I••• | n/a | Sep 24, 1997 | Aug 26, 2004 | no | BALTIMORE, MD | Previous registration |
| -2 |
| Firm change |
| Wirehouse to wirehouse |
| M••••• S•••••• D• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Aug 26, 2004 | Aug 20, 2004 | -6 | Firm change | Other |