DFX Intelligence

A•••• M•••• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)38 years in industry

A•••• M•••• H••••••

Advisor at L•• F•••••••• L••

MORRISTOWN, NJ

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Search this name across graphsid dfx:ria:ec332972-398e-83f4-6919-f2fe695af036

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 19, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Mar 6, 2025	n/a	yes	MORRISTOWN, NJ\|MORRISTOWN, NJ	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Oct 2, 2017	Mar 6, 2025	no	MORRISTOWN, NJ\|BEDMINSTER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	L•• F•••••••• L••	Mar 6, 2025	Mar 6, 2025	0	Bulk transfer	Ibd to ibd
S••••• F•••••••• R•••••••• I••	I• A••••••• S•••••••• I•••	Oct 2, 2017	Oct 2, 2017

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Mar 6, 2025 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 2, 2017 to Mar 6, 2025factForm ADV
→ S••••• F•••••••• R•••••••• I••Registered adviserregistration: previous registration
Nov 21, 2012 to Oct 2, 2017factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec332972-398e-83f4-6919-f2fe695af036
First observed: Nov 8, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.