RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M•••• H••••••
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Morristown, Nj
- I• A••••••• S•••••••• I••• formerOct 2, 2017 to Mar 6, 2025 · Morristown, Nj
- S••••• F•••••••• R•••••••• I•• formerNov 21, 2012 to Oct 2, 2017 · Parsippany, Nj
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 12, 2009 to Nov 23, 2012 · Morristown, Nj
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedFeb 11, 2008 to Jan 12, 2009 · New York, Ny
- I••••••••• A••••••• A•••• M••••••••• L•• formerNov 8, 2006 to Jul 1, 2008 · Morristown, Nj
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- S••••• F•••••••• R•••••••• I•• to I• A••••••• S•••••••• I•••left Oct 2, 2017, registered Oct 2, 2017 (0 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to S••••• F•••••••• R•••••••• I••left Nov 23, 2012, registered Nov 21, 2012 (-2 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 12, 2009, registered Jan 12, 2009 (0 days) · corporate re-registration, not a move
- I••••••••• A••••••• A•••• M••••••••• L•• to R•••••• J•••• F•••••••• S•••••••• I•••left Jul 1, 2008, registered Feb 11, 2008 (-141 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address