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RIA / WealthAdvisorCertified Financial Planner10 years in industry

JEREMY LAM

Advisor at GOLDSTONE FINANCIAL GROUP, LLC

OAKBROOK TERRACE, IL

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Search this name across graphsid dfx:ria:ec3e49c3-82fd-d3c5-79a6-b4a7c7e34250

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 23, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GOLDSTONE FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Dec 8, 2020
First registration: Dec 23, 2020
Dual registered: no
IAPD individual key: 7265018

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GOLDSTONE FINANCIAL GROUP, LLC	Independent wealth	Aug 2, 2026	n/a	yes	OAKBROOK TERRACE, IL	Current employment
Corient	Independent wealth	Apr 25, 2024	Jul 7, 2026	no	Chicago, IL\|Chicago, IL	Previous registration
GOLDMAN SACHS WEALTH SERVICES, L.P.	Bd affiliated wealth	Sep 19, 2022	Nov 3, 2022	no	Dallas, TX	Previous registration
UNITED CAPITAL FINANCIAL ADVISORS	Independent wealth	Dec 23, 2020	Sep 19, 2022	no	DALLAS, TX\|Dallas, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Corient	GOLDSTONE FINANCIAL GROUP, LLC	Jul 7, 2026	Aug 2, 2026	26	Firm change	RIA to RIA
GOLDMAN SACHS WEALTH SERVICES, L.P.	Corient	Nov 3, 2022	Apr 25, 2024	539	Firm change after gap	Ibd to RIA
UNITED CAPITAL FINANCIAL ADVISORS	GOLDMAN SACHS WEALTH SERVICES, L.P.	Sep 19, 2022	Sep 19, 2022	0	Firm change	Ibd to ibd

Relationships

Registered with (4)

→ GOLDSTONE FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
Aug 2, 2026 to presentfactForm ADV
→ CORIENTRegistered adviserregistration: previous registration
Apr 25, 2024 to Jul 7, 2026factForm ADV
→ GOLDMAN SACHS WEALTH SERVICES, L.P.Registered adviserregistration: previous registration
Sep 19, 2022 to Nov 3, 2022factForm ADV
→ UNITED CAPITAL FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Dec 23, 2020 to Sep 19, 2022factForm ADV

Dated events

Occurred
Jul 7, 2026
Advisor changed firm
Jeremy Lam left Corient for Goldstone Financial Group, Llc (registered 2026-08-02)
Form ADVobserved 6 days ago
Occurred
Nov 3, 2022
Advisor changed firm
Jeremy Lam left Goldman Sachs Wealth Services, L.P. for Corient (registered 2024-04-25)
Form ADVobserved 6 days ago
Occurred
Sep 19, 2022
Advisor changed firm
Jeremy Lam left United Capital Financial Advisors for Goldman Sachs Wealth Services, L.P. (registered 2022-09-19)
Form ADVobserved 6 days ago