DFX Intelligence
Reading the graph
Reading the graph
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Advisor at V•• C•••••• W••••• M••••••••• L••
MINNEAPOLIS, MN | Frisco, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| V•• C•••••• W••••• M••••••••• L•• | Independent wealth | Apr 28, 2026 | n/a | yes | Frisco, TX|MINNEAPOLIS, MN | Current employment |
| M••••• S•••••• | Wirehouse | Apr 13, 2015 | May 15, 2017 | no | Memphis, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | V•• C•••••• W••••• M••••••••• L•• | May 15, 2017 | Apr 28, 2026 | 3,270 | Firm change after gap | Wirehouse to RIA |
| W•••••• • R••• | M••••• S•••••• | Apr 20, 2015 | Apr 13, 2015 |
| W•••••• • R••• | Former SEC adviser | Nov 12, 2004 | Apr 20, 2015 | no | CHICKASHA, OK|ALTUS, OK|ANADARKO, OK|AMARILLO, TX|DUNCAN, OK|LUBBOCK, TX|WICHITA FALLS, TX|MEMPHIS, TN | Previous registration |
| B• R•••• W••••• M••••••••• | Former SEC adviser | Mar 30, 2004 | Oct 8, 2004 | no | MEMPHIS, TN | Previous registration |
| M••••• S•••••• D• I••• | n/a | Dec 10, 2002 | Jul 2, 2003 | no | MEMPHIS, TN | Previous registration |
| -7 |
| Firm change |
| Other |
| B• R•••• W••••• M••••••••• | W•••••• • R••• | Oct 8, 2004 | Nov 12, 2004 | 35 | Firm change | Other |
| M••••• S•••••• D• I••• | B• R•••• W••••• M••••••••• | Jul 2, 2003 | Mar 30, 2004 | 272 | Firm change | Other |