RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• L••• S•••••
- V•• C•••••• W••••• M••••••••• L•• independent RIA currentsince Apr 28, 2026 · Frisco, Tx
- M••••• S•••••• wirehouseApr 13, 2015 to May 15, 2017 · Memphis, Tn
- W•••••• • R••• formerNov 12, 2004 to Apr 20, 2015 · Chickasha, Ok
- B• R•••• W••••• M••••••••• formerMar 30, 2004 to Oct 8, 2004 · Memphis, Tn
- M••••• S•••••• D• I••• unclassifiedDec 10, 2002 to Jul 2, 2003 · Memphis, Tn
- M••••• S•••••• to V•• C•••••• W••••• M••••••••• L••left May 15, 2017, registered Apr 28, 2026 (3270 days) · Wirehouse to independent RIA
- W•••••• • R••• to M••••• S••••••left Apr 20, 2015, registered Apr 13, 2015 (-7 days) · Other
- B• R•••• W••••• M••••••••• to W•••••• • R•••left Oct 8, 2004, registered Nov 12, 2004 (35 days) · Other
- M••••• S•••••• D• I••• to B• R•••• W••••• M•••••••••left Jul 2, 2003, registered Mar 30, 2004 (272 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address