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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

BROADMEADOW CAPITAL, LLC

CRD 174056

BARRINGTON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec4ae81d-4205-8da5-4313-9a98b949902a

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 3
On other graphs: 0
Observed: Jan 2, 2015 to Mar 14, 2019
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.5MItem 5.F on the latest filing (2019-03-14); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.5M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 17
Individual clients: 0
High net worth clients: 0
SEC number: 801-80839
CRD: 174056
Filings on the tape: 18
First filed: Jan 2, 2015
Latest filed: Mar 14, 2019
Organised: Limited Liability Company, Delaware

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
BROADMEADOW GLOBAL ALLOCATION, L.P.	Hedge Fund	$13.7M	Jun 8, 2016	4	Jan 2, 2015	dropped	021-233868

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CEDAR CAPITAL INVESTMENTS HOLDINGS, LLC	Member	E	yes	01/2015	Jan 2, 2015	Mar 14, 2019
CEDAR CAPITAL, LLC	MANAGING MEMBER	E	yes	01/2015	Jan 2, 2015	Mar 14, 2019
INGERSOLL CEDAR LLC	Member	C	yes	01/2015	Jan 2, 2015	Mar 14, 2019
INGERSOLL, PAUL, RUSSELL	MEMBER/MANAGER	F	yes	01/2015	Jan 2, 2015	Mar 14, 2019
MCGOWAN, CHRISTOPHER, JOHN	Manager	F	yes	01/2015	Jan 2, 2015	Mar 14, 2019
PATEL, YASHESH, KAMLESH	CHIEF OPERATING OFFICER	Na	yes	01/2015	Jan 2, 2015	Mar 14, 2019
PEPLINSKI CEDAR LLC	Member	D	yes	01/2015	Jan 2, 2015	Mar 14, 2019
PEPLINSKI, NEIL, RAY	CHIEF INVESTMENT OFFICER	Na	yes	07/2016	Jan 2, 2015	Mar 14, 2019
PEPLINSKI, NEIL, RAY	MEMBER/MANAGER	F	yes	01/2015	Jan 2, 2015	Mar 14, 2019
SWANSON, KEVIN, W	CHIEF COMPLIANCE OFFICER	Na	yes	03/2016	Jun 8, 2016	Mar 14, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CEDAR CAPITAL, LLC	n/a	Former SEC adviser	$30.9M	Y	yes	n/a
GOOD HARBOR FINANCIAL, LLC	n/a	Former SEC adviser	$20.6M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 14, 2019	$1.5M	$1.5M	4	2	0	n/a	n/a
2017	Mar 13, 2018	$2.2M	$2.2M	4	2	0	n/a	n/a
2016	Jan 17, 2017	$8.3M	$8.3M	6	2	n/a	n/a	n/a
2015	Feb 25, 2016	$32.2M	$32.2M	8	3	n/a	1	$13.7M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$1.5M	$2.2M	-31.4%	$32.2M	-64.0%	4	4	0	0

Relationships

Affiliated with (2)

→ GOOD HARBOR FINANCIALRegistered adviserother investment adviser, bank, common control
factForm ADV
→ CEDAR CAPITAL, LLCRegistered adviserother investment adviser, control, common control
factForm ADV

Controls (9)

← MCGOWAN, CHRISTOPHER, JOHNOwnerMANAGER, ownership code F, individual
Jan 2, 2015 to presentfactForm ADV
← PEPLINSKI, NEIL, RAYOwnerMEMBER/MANAGER, ownership code F, individual
Jan 2, 2015 to presentfactForm ADV
← INGERSOLL, PAUL, RUSSELLOwnerMEMBER/MANAGER, ownership code F, individual
Jan 2, 2015 to presentfactForm ADV
← PATEL, YASHESH, KAMLESHOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 2, 2015 to presentfactForm ADV
← SWANSON, KEVIN, WOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 8, 2016 to presentfactForm ADV
← CEDAR CAPITAL INVESTMENTS HOLDINGS, LLCOwnerMEMBER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV
← CEDAR CAPITAL, LLCOwnerMANAGING MEMBER, ownership code E, domestic entity
Jan 2, 2015 to presentfactForm ADV
← INGERSOLL CEDAR LLCOwnerMEMBER, ownership code C, domestic entity
Jan 2, 2015 to presentfactForm ADV
← PEPLINSKI CEDAR LLCOwnerMEMBER, ownership code D, domestic entity
Jan 2, 2015 to presentfactForm ADV

Registered with (1)

← ERIC LAWRENCE BIEGELEISENAdvisorregistration: previous registration
Feb 18, 2015 to Jun 20, 2016factForm ADV

Advises (1)

→ BROADMEADOW GLOBAL ALLOCATION, L.P.Private fundHedge Fund, IA, no longer reported
Jan 2, 2015 to Jun 8, 2016factForm ADV

Dated events

Occurred
Mar 14, 2019
Control person left
N Richard Garman (Manager) no longer on Schedule A of Broadmeadow Capital, Llc (listed 2018-03-13, absent 2019-03-14)
Form ADVobserved 5 days ago
Occurred
Mar 14, 2019
Control person left
Burriss David Boon (Chief Financial Officer) no longer on Schedule A of Broadmeadow Capital, Llc (listed 2018-03-13, absent 2019-03-14)
Form ADVobserved 5 days ago
Occurred
Jan 2, 2015
First Form ADV filing
Broadmeadow Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec4ae81d-4205-8da5-4313-9a98b949902a
First observed: Jan 2, 2015
Last observed: Mar 14, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BROADMEADOW CAPITAL, LLC

CRD 174056

BARRINGTON, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec4ae81d-4205-8da5-4313-9a98b949902a

Data as of Mar 14, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:33 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

BROADMEADOW GLOBAL ALLOCATION, L.P.

Hedge Fund

$13.7M

Jun 8, 2016

Jan 2, 2015

dropped

021-233868

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CEDAR CAPITAL INVESTMENTS HOLDINGS, LLC

Member

yes

01/2015

Jan 2, 2015

Mar 14, 2019

CEDAR CAPITAL, LLC

MANAGING MEMBER

yes

01/2015

Jan 2, 2015

Mar 14, 2019

INGERSOLL CEDAR LLC

Member

yes

01/2015

Jan 2, 2015

Mar 14, 2019

INGERSOLL, PAUL, RUSSELL

MEMBER/MANAGER

yes

01/2015

Jan 2, 2015

Mar 14, 2019

MCGOWAN, CHRISTOPHER, JOHN

Manager

yes

01/2015

Jan 2, 2015

Mar 14, 2019

PATEL, YASHESH, KAMLESH

CHIEF OPERATING OFFICER

yes

01/2015

Jan 2, 2015

Mar 14, 2019

PEPLINSKI CEDAR LLC

Member

yes

01/2015

Jan 2, 2015

Mar 14, 2019

PEPLINSKI, NEIL, RAY

CHIEF INVESTMENT OFFICER

yes

07/2016

Jan 2, 2015

Mar 14, 2019

PEPLINSKI, NEIL, RAY

MEMBER/MANAGER

yes

01/2015

Jan 2, 2015

Mar 14, 2019

SWANSON, KEVIN, W

CHIEF COMPLIANCE OFFICER

yes

03/2016

Jun 8, 2016

Mar 14, 2019

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CEDAR CAPITAL, LLC

n/a

Former SEC adviser

$30.9M

yes

n/a

GOOD HARBOR FINANCIAL, LLC

n/a

Former SEC adviser

$20.6M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 14, 2019

$1.5M

n/a

2017

Mar 13, 2018

$2.2M

n/a

2016

Jan 17, 2017

$8.3M

n/a

2015

Feb 25, 2016

$32.2M

n/a

$13.7M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$1.5M

$2.2M

-31.4%

$32.2M

-64.0%