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RIA / WealthAdvisor24 years in industry

ZACHARY DANIEL HAYES

Advisor at MARINER

SAN JOSE, CA

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Search this name across graphsid dfx:ria:ec4cd816-1dc2-bd1a-d650-67636c1ee959

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jan 8, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MARINER
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 7, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jan 7, 2002
First registration: Jan 8, 2004
Dual registered: no
IAPD individual key: 4233286

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Mariner	Bd affiliated wealth	Dec 19, 2022	n/a	yes	SAN JOSE, CA	Current employment
HAYES FINANCIAL, INC.	Former SEC adviser	Sep 6, 2017	Feb 7, 2023	no	SAN JOSE, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jan 2, 2009	Oct 2, 2017	no	SAN JOSE, CA	Previous registration
RAYMOND JAMES FINANCIAL SERVICES, INC.	n/a	May 6, 2008	Jan 2, 2009	no	SAN JOSE, CA	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 1, 2008	May 8, 2008	no	SAN JOSE, CA	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	May 28, 2004	Jan 1, 2008	no	SAN JOSE, CA\|SAN JOSE, CA\|ST. LOUIS, MO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jan 8, 2004	Jun 2, 2004	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAYES FINANCIAL, INC.	Mariner	Feb 7, 2023	Dec 19, 2022	-50	Firm change after gap	RIA to ibd
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	HAYES FINANCIAL, INC.	Oct 2, 2017	Sep 6, 2017	-26	Firm change	Other
RAYMOND JAMES FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jan 2, 2009	Jan 2, 2009	0	Bulk transfer	Other
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES, INC.	May 8, 2008	May 6, 2008	-2	Firm change	Other
A. G. EDWARDS & SONS, INC.	WELLS FARGO ADVISORS	Jan 1, 2008	Jan 1, 2008	0	Bulk transfer	Other
WELLS FARGO ADVISORS	A. G. EDWARDS & SONS, INC.	Jun 2, 2004	May 28, 2004	-5	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
288733:140195:CA:2023-02-07	Feb 7, 2023	Dec 19, 2022	SAN JOSE, CA	Firm change after gap
149018:288733:CA:2017-10-02	Oct 2, 2017	Sep 6, 2017	SAN JOSE, CA	Firm change

Relationships

Registered with (6)

→ MARINERRegistered adviserregistration: current employment
Dec 19, 2022 to presentfactForm ADV
→ HAYES FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 6, 2017 to Feb 7, 2023factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jan 2, 2009 to Oct 2, 2017factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 6, 2008 to Jan 2, 2009factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jan 1, 2008 to May 8, 2008factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
May 28, 2004 to Jan 1, 2008factForm ADV

Dated events

Occurred
Feb 7, 2023
Advisor changed firm
Zachary Daniel Hayes left Hayes Financial, Inc. for Mariner (registered 2022-12-19)
Form ADVobserved 5 days ago